Basalt Wealth Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Basalt Wealth serves individual investors—including both high-net-worth and other individual clients—as well as pension and profit-sharing plans, providing financial planning, customized portfolio management, and pension consulting. The firm’s advisory offerings extend beyond typical asset management to include pooled investment vehicle management, security ratings and pricing services, and assistance in selecting third‑party advisers.
The firm combines fundamental and technical analysis to pursue long‑term capital appreciation in equities, while also employing options and other derivative instruments and, in some strategies, explicit market‑timing techniques to manage entry and exit points. Services are tailored to client objectives and constraints, and the firm accommodates client‑imposed restrictions and periodic reviews to align portfolios with evolving goals.
Compared with peers, Basalt Wealth is notable for a cluster of uncommon practices for a small advisory firm: it provides its own security ratings/pricing support, conducts educational seminars and workshops, references specific historical market examples in its materials, and may charge performance‑based fees for qualified clients. The firm also recommends brokerage platforms that offer cross‑border trading access (including Hong Kong and China A‑share markets) and routinely uses options/derivatives within managed accounts, features that are atypical among supported firms of this size.
Client services
Expertise
Fee options
$0 - $100,000: 2.00% annually $100,000 - $1,000,000: 1.50% annually $1,000,000 - $4,000,000: 1.00% annually Over $5,000,000+: 0.50% annually
$100 per hour if no assets under management
For Qualified Clients, 20% of profits above 5% hurdle rate annually or 15% of profits with 0% hurdle rate if asset-based fee is waived.
Fee-only: Advisory fee is asset-based; additional hourly advisory fees of $100/hour if no assets under management.
Main office
Woodside NY
Advisors at this office
2
Most active in
New Jersey · New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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