Baseline Investments, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Baseline Investments, LLC provides discretionary portfolio management and financial planning primarily for individual clients (including high-net-worth individuals) and business entities. The firm prepares an Investment Policy Statement for each client and offers services such as asset allocation, asset selection, and ongoing portfolio monitoring.
Baseline uses both fundamental and technical analysis and implements a mix of long-term, short-term, and options trading strategies, including covered, uncovered, and spread option positions. Investment decisions are made under discretionary authority and accounts are maintained at Schwab Institutional, with asset-based fees withdrawn from client custodial accounts in arrears.
Noteworthy aspects of the firm include the principal’s outside affiliations—serving as a managing member of Greenwood Wealth Management, LLC and AEIOH, LLC, and being separately registered with Greenwood—while the brochure states those outside activities will not be offered to Baseline clients. The firm’s explicit use of uncovered options and related strategies, which can involve margin or borrowing in managed accounts, combined with a no-account-minimum policy and fixed-fee financial planning options, distinguish its practice from many small independent advisers.
Client services
Expertise
Fee options
Financial planning fixed fees range from $1,000 to $5,000
1.00% annually
Main office
580 California Street, 12th Floor
San Francisco CA 94104
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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