Baseline Investments, LLC

Baseline Investments, LLC provides discretionary portfolio management and financial planning primarily for individual clients (including high-net-worth individuals) and business entities. The firm prepares an Investment Policy Statement for each client and offers services such as asset allocation, asset selection, and ongoing portfolio monitoring.

Baseline uses both fundamental and technical analysis and implements a mix of long-term, short-term, and options trading strategies, including covered, uncovered, and spread option positions. Investment decisions are made under discretionary authority and accounts are maintained at Schwab Institutional, with asset-based fees withdrawn from client custodial accounts in arrears.

Noteworthy aspects of the firm include the principal’s outside affiliations—serving as a managing member of Greenwood Wealth Management, LLC and AEIOH, LLC, and being separately registered with Greenwood—while the brochure states those outside activities will not be offered to Baseline clients. The firm’s explicit use of uncovered options and related strategies, which can involve margin or borrowing in managed accounts, combined with a no-account-minimum policy and fixed-fee financial planning options, distinguish its practice from many small independent advisers.