Bass and Bell, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$888,483,983
Clients
329
Advisors
7
of 7 employees
About
Bass and Bell serves individuals (including high net worth clients) as well as corporations, foundations, retirement plans and plan participants. The firm provides discretionary and non-discretionary portfolio management, integrated financial planning delivered alongside investment management, retirement plan consulting, and non-discretionary advice to plan participants.
At the outset of each relationship the firm develops a Financial Profile and a tailored Investment Plan and reviews those plans periodically, implementing strategies under either discretionary or non-discretionary authority. Portfolio implementation uses ETFs, mutual funds, equities and fixed income but can also employ active techniques—including short sales, margin, covered options and allocations to emerging and international markets—supported by fundamental, quantitative, technical and charting analysis.
The adviser manages just over $1 billion of client assets with a six-advisor team and about 329 client relationships, implying a relatively large average account size for a team firm. Employees are also licensed to sell insurance (with disclosed commission arrangements), and the firm participates in Raymond James’ institutional platform for custody, execution, research and access to certain mutual funds typically available to institutional investors.
Client services
Expertise
Fee options
Up to 0.9% annually, individually negotiated with each client
Certain employees receive commissions on insurance products they sell, separate from advisory fees
Main office
1 Information Way, Suite 200
Little Rock AR 72202
Advisors at this office
7
Most active in
Arkansas · California · Colorado · Florida · Georgia · Louisiana · New Hampshire · Tennessee · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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