BAT Financial Services LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Bat Financial Services LLC provides comprehensive financial planning, investment advice, and portfolio management to individuals, high‑net‑worth clients, charitable organizations, and businesses. Services are offered through ongoing engagements, project‑based work, and public educational seminars, workshops, webinars and similar presentations.
The firm emphasizes a passive investment approach, constructing portfolios using index mutual funds and ETFs and monitoring accounts periodically while operating on a non‑discretionary basis that requires client approval for trades. Financial planning engagements produce written plans and incorporate hypothetical projections (for retirement, college funding, and cash‑flow scenarios), and clients may engage the firm under fixed asset‑advice arrangements or hourly/project‑based billing.
Several features are atypical for a firm without active registered advisors: it offers public educational programming, accepts hourly fees for limited engagements, and combines fixed asset‑advice arrangements with standalone project work and individual portfolio advice. The firm also discloses that it does not act as a private‑fund adviser and reported no assets under advisement at the time of this filing, reflecting its recent formation and pre‑registration status.
Client services
Expertise
Fee options
$0 - $1,000,000: 1% annually $1,000,000 - $5,000,000: 0.80% annually $5,000,000+: 0.65% annually
$150 to $750 per hour depending on complexity and scope
Minimum fee: Individual minimum fee: $3,000 per year; Family minimum fee: $3,500 per year Fee-only: Comprehensive financial planning, investment advice, and/or investment management fees as described; also hourly financial planning services
Main office
Austin TX
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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