A complete list of active advisors currently associated with Bauman Wealth Advisors

Warmer can help you find a great advisor at Bauman Wealth Advisors or one who fits your needs even better.

Bauman Wealth Advisors provides discretionary investment management and related advice to individuals (including high-net-worth clients), pension and profit-sharing plans, trusts, estates, charitable organizations and small businesses. The firm’s brochure describes integrated services that commonly accompany portfolio management, including retirement and estate planning, tax planning, insurance review, and generally offered financial planning tied to ongoing account management. The firm uses client risk-tolerance questionnaires to establish objectives and employs fundamental, technical and cyclical analysis across strategies that can include long- and short-term equity positions, option writing, ETFs, structured notes, alternative investments and real-estate exposures. Accounts are reviewed at least quarterly, custody is maintained through qualified custodians (the brochure notes an institutional relationship with Charles Schwab), and the firm may debit fees and use standing letters of authorization for transfers, which it treats as constructive custody in certain circumstances. Distinctive items disclosed in the brochure include an April 2021 administrative consent order for deficient financial recordkeeping (with a monetary sanction) that the firm reports in its disciplinary section. The firm also operates affiliated businesses that offer insurance products, tax-preparation and document-preparation services; insurance sales are handled by licensed agents who earn commission-based compensation separate from advisory fees, and the brochure discloses the attendant conflict-of-interest controls and limited data-sharing when clients use affiliated services.

To learn more about the advisors currently working at Bauman Wealth Advisors, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.