A complete list of active advisors currently associated with Bauman Wealth Advisors

Warmer can help you find a great advisor at Bauman Wealth Advisors or one who fits your needs even better.

The firm provides personalized discretionary investment management to individuals, high‑net‑worth clients, pension and profit‑sharing plans, trusts, estates, charitable organizations and small businesses. The brochure indicates financial planning is generally provided alongside portfolio management — addressing retirement, education, tax planning, insurance review and estate planning — while legal and tax advice are referred to outside professionals. The firm’s investment approach is discretionary and informed by fundamental, technical and cyclical analysis, with strategies that can include long‑ and short‑term positions, option writing, ETFs, mutual funds, REITs, structured notes and alternative/private investments; clients complete a risk‑tolerance questionnaire and the firm monitors portfolios on an ongoing basis. Custody is maintained with an institutional custodian (generally Charles Schwab) and the firm identifies a range of investment and operational risks in its disclosure, including structured‑note complexity, alternative‑investment illiquidity and cybersecurity exposures. The brochure discloses two administrative consent orders: a 2021 order related to recordkeeping deficiencies and a 2026 state order addressing advisory activity in another jurisdiction that resulted in client refunds and fines, which the firm reports as material events. The firm’s owner also controls affiliated businesses that offer insurance (sold for commission), tax preparation and document‑preparation services; the brochure describes those affiliations, the potential conflicts of interest from commission‑based insurance sales, and data‑sharing practices when clients use the affiliated services.

To learn more about the advisors currently working at Bauman Wealth Advisors, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.