Baviello Investment Management, LLC

Baviello Investment Management is a small, independent registered investment adviser that provides discretionary investment management and financial advisory services to individuals, families, endowments, foundations and other institutions; as of December 31, 2025 it reported approximately $17.3 million in regulatory assets under management across 27 accounts. The firm implements multiple strategies across equities, fixed income and mutual funds and provides customary services such as portfolio monitoring and rollover education.

Its primary offering is the Baviello Flagship, a value‑oriented, bottom‑up equity strategy that targets publicly traded small‑to‑mid‑cap U.S. companies and emphasizes selective, sometimes concentrated positions built over time; the firm also runs conservative bond portfolios, moderate mutual‑fund based allocations, aggressive growth funds and income‑oriented strategies. Portfolios are managed on a discretionary basis and the adviser tailors strategy to each client’s objectives and constraints, with flexibility to hold cash, U.S. Treasuries, brokered CDs, mutual funds or use limited put options as hedges.

Noteworthy distinctions for this firm include its work with charitable and institutional clients such as endowments and foundations—clients that are less common among similarly sized independent advisers—and its disclosed use of derivatives (including options) within separately managed accounts. The firm is also affiliated with a small publishing entity that produces the Baviello Bulletin, an internal research publication the adviser may provide to clients, which constitutes an additional, in‑house research resource.