BE Investment Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
BE Investment Management is a fee-only registered investment adviser that provides portfolio management and related advisory services to individual and high‑net‑worth clients. The firm reports managing about $6 million in client assets and prepares individualized investment policy statements, constructing portfolios that may include individual equities, mutual funds, exchange‑traded funds and a range of fixed‑income securities.
The firm typically requests discretionary authority and works with clients to set goals, risk tolerance, income needs and time horizon, then monitors holdings on a continuous basis and delivers at least quarterly written account appraisals. Its investment process combines fundamental, technical and cyclical analysis and employs both long‑term and short‑term trading strategies depending on client objectives.
Noteworthy operational details include a stated preference for Charles Schwab as a custodian while declining soft‑dollar benefits, not acting as a qualified custodian, and not voting client proxies (clients receive proxy materials directly). The brochure discloses a prior client complaint against the firm’s principal that was settled before arbitration and also notes that affiliated persons may trade the same securities as clients and sometimes trade at or about the same time, a potential conflict the firm identifies and addresses in its policies.
Client services
Expertise
Fee options
$0 - $1,000,000: 0.90% $1,000,000+: 0.75%
Fee-only: Fee-only investment advisory service based on assets under management.
Main office
Farmington CT
Advisors at this office
1
Most active in
Connecticut
Also doing business as
Be Investment Management · Be Investment Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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