Bearing360 Wealth
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$1,095,639,041
Clients
229
Advisors
6
across 3 offices
About
Bearing360 Wealth serves individuals — including high-net-worth clients — as well as family offices, trusts, estates, private foundations and corporate entities, providing personalized financial planning and discretionary investment management. The firm manages portfolios using a broad set of securities and vehicles, including equities, corporate and municipal bonds, mutual funds, ETFs, REITs, private funds/alternative investments, closed-end funds, options and structured notes, and may engage unaffiliated external managers for portions of client assets.
Bearing360’s process is client-centered and begins with comprehensive fact-finding to align investment strategy with each client’s financial condition, tax situation, liquidity constraints and goals; written financial plans and periodic reviews are integral to the relationship. The firm primarily applies fundamental analysis, supplements that with technical analysis for timing, generally favors long-term strategies but will implement shorter-term trades and option strategies (e.g., covered calls, protective puts) or alternative investments when appropriate to manage risk, income or tax outcomes.
The firm discloses use of third‑party referral and endorsement arrangements and states that such solicitor agreements are documented in writing with required disclosures and client acknowledgements, a practice that is less common among comparable team firms. Bearing360 also participates in an institutional custodial platform that provides marketing, technology and other transitional support (including capped reimbursements and initial-period assistance) and discloses that certain advisory personnel are licensed to sell insurance and may receive commission-based compensation.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Fixed fees ranging from $1,000 to $150,000 depending on complexity for financial planning services.
$0 - $2,000,000: 1.25% $2,000,001 - $5,000,000: 0.90% $5,000,001 - $10,000,000: 0.80% $10,000,001 - $25,000,000: 0.65% $25,000,001+: 0.50%
Main office
See office2 Meridian Crossings, Suite 320
Richfield MN 55423
Advisors at this office
1
Offices (3)
Most active in
Arizona · California · Florida · Illinois · Minnesota · New Hampshire · New York · Texas
Also doing business as
Bearing Point Capital · Bearing Point Capital, LLC · Bearing360 Wealth · Bearing360 Wealth, LLC · Bearing360 Wealth, LLC (Legal) Bearing360 Wealth (Primary)
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Mark R
CFA®, Series 63
Richfield, MN
Bearing360 Wealth
Mark Rosenkranz is a CFA® charterholder with 12 years of industry experience. He is currently with Bearing360 Wealth and previously worked at JNBA Financial Advisors, RBC Capital Markets, and Craig-Hallum Capital Group. Bearing360 Wealth serves individuals, including high-net-worth clients, as well as family offices, trusts, estates, private foundations, and corporate entities, offering personalized financial planning and discretionary investment management across a diverse range of securities and investment vehicles. The firm emphasizes a client-centered approach with comprehensive fact-finding, written financial plans, and ongoing reviews.
Spencer G
Series 63, Series 65
Village of Golf, FL
Bearing360 Wealth
Spencer Goldsmith is a financial advisor at Bearing360 Wealth with 16 years of industry experience. His prior roles include positions at Bearing Point Capital, 44 North Capital Management, Hector Turf, U.S. Bancorp Investments, U.S. Bank, and Merrill. He also works as a consultant outside his advisory role. Bearing360 Wealth serves individuals, including high-net-worth clients, as well as family offices, trusts, estates, private foundations, and corporate entities. The firm provides personalized financial planning and discretionary investment management using a diverse range of securities and investment vehicles, applying a client-centered process that incorporates fundamental and technical analysis.
Douglas D
Series 63, Series 65
Bloomington, MN
Bearing360 Wealth
Douglas Dirks is a financial advisor at Bearing360 Wealth in Bloomington, MN, with 26 years of industry experience. He holds Series 63 and Series 65 designations and has worked at firms including Morgan Stanley Private Bank, N.A., Wells Fargo Clearing, and Wells Fargo Advisors. Bearing360 Wealth serves individuals, family offices, trusts, estates, private foundations, and corporate entities, offering personalized financial planning and discretionary investment management. The firm employs a client-centered approach using comprehensive fact-finding and written financial plans, applying fundamental and technical analysis across a wide range of securities and investment vehicles.
Gregg H
CFP®, Series 66
Bloomington, MN
Bearing360 Wealth
Gregg Huberty is a CFP® with 13 years of industry experience, currently serving at Bearing360 Wealth in Bloomington, MN. His prior experience includes roles at Morgan Stanley Private Bank and Morgan Stanley Smith Barney LLC. He acts as a co-trustee for a private trust in Prior Lake, Minnesota. Bearing360 Wealth serves individuals—including high-net-worth clients—as well as family offices, trusts, estates, private foundations, and corporate entities, offering personalized financial planning and discretionary investment management across a broad array of securities and investment vehicles. The firm’s client-centered process includes comprehensive fact-finding, written financial plans, and the use of fundamental and technical analysis to align strategies with each client’s financial situation and goals.
Patrick S
Series 66
Bloomington, MN
Bearing360 Wealth
Patrick Smith is a financial advisor at Bearing360 Wealth with 22 years of industry experience. He holds a Series 66 designation and has worked previously at Morgan Stanley Private Bank and Wells Fargo Investments. Outside of his advisory role, Smith is involved in a musical group, Surreal McCoys, which recently produced a CD generating royalties. Bearing360 Wealth serves individuals—including high-net-worth clients—as well as family offices, trusts, estates, private foundations, and corporate entities by providing personalized financial planning and discretionary investment management. The firm employs a client-centered process with comprehensive fact-finding and uses a broad range of securities and investment strategies tailored to each client’s financial situation and goals.
Thomas H
Series 63, Series 66
Bloomington, MN
Bearing360 Wealth
Thomas Hawley is a financial advisor at Bearing360 Wealth with 14 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Morgan Stanley Private Bank and Wells Fargo Investments. Bearing360 Wealth serves individuals, including high-net-worth clients, as well as family offices, trusts, estates, private foundations, and corporate entities, offering personalized financial planning and discretionary investment management across a broad range of securities and investment vehicles.
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