B

Beaulieu & Associates, LLC

Updated today

Client assets under management

$43,000,000

Clients

63

21% high-net-worth

Advisors

2

of 2 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

32

Low

Average account size

$682,540

About

Beaulieu & Associates is a fee‑based advisory firm that provides discretionary portfolio management and financial planning to individuals, high‑net‑worth clients, and businesses, managing assets for a relatively small client base through a two‑advisor team. The firm offers ongoing investment management, periodic account reviews, and standalone financial planning and consulting engagements.

Portfolios are managed under written investment policy statements with asset allocation, security selection, and monitoring guided by fundamental, technical, charting, and cyclical analysis; the firm implements a range of strategies including long‑ and short‑term holdings, trading, and options activity where appropriate. Client engagements are documented with evaluations such as net worth statements and risk analyses, and the firm coordinates with outside professionals (lawyers, accountants, insurance agents) when needed.

Compared with many peers, the firm’s principal has held broker‑dealer representative registrations in the past and the firm also operates an independent insurance agency that offers annuities and other insurance products (insurance activity is disclosed as a limited portion of business), creating potential commission conflicts that the firm discloses and manages. The firm also markets a packaged, comprehensive service that bundles a written lifetime financial strategy, coordinated reviews (tax, insurance, estate), and ongoing oversight of other financial specialists — a structured program that is less common among similarly sized advisory firms.

Client services

Financial planning Portfolio management

Expertise

Wealth management General retirement planning General estate planning guidance Income planning Annuities

Want help finding the right advisor?

Answer a few questions to see advisors matched to you.

Fee options

Fixed

Flat annual fee of $36,000 for The Personal CEO Experience program

Percentage

$0 - $2,000,000: 2.00% annually $2,000,001 - $5,000,000: 1.70% annually $5,000,001 - $10,000,000: 0.80% annually $10,000,001+: 0.40% annually

Project-based

$345 per hour (used for pro rata refund calculation)

Other

Account minimum: $400,000 Minimum fee: $12,000 per year Fee-only: Financial planning and consulting fixed fees ranging from $2,500 to $4,500

Main office location

Beaulieu & Associates, LLC

48 South Road, Unit 15

Somers CT 06071, United States

Number of offices

1

Most active in

Connecticut · Florida

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quick links

Advisors at this firm

user avatar

Gabriella A

Series 65

Somers, CT

Beaulieu & Associates, LLC

Gabriella Ahern is a financial advisor at Beaulieu & Associates, LLC with five years of industry experience. She holds a Series 65 designation and has worked at Beaulieu & Associates since 2021, following prior roles including positions at Beaulieu Financial Services and Market Grille. Beaulieu & Associates provides discretionary portfolio management and financial planning to individuals, high-net-worth clients, and businesses. The firm manages approximately $35.5 million across about 55 client relationships, using a combination of fundamental, technical, and cyclical investment strategies alongside comprehensive financial planning services.

Wealth management General retirement planning General estate planning guidance Income planning Annuities
user avatar

James B

Series 63, Series 65

Somers, CT

Beaulieu & Associates, LLC

James Beaulieu is a financial advisor with Beaulieu & Associates, LLC in Somers, CT, holding Series 63 and Series 65 licenses and possessing 35 years of industry experience. He previously worked at Purshe Kaplan Sterling for 11 years and has been involved with Beaulieu & Associates since 2000. In addition to his advisory role, he operates as an independent insurance agent offering fixed life, long-term care insurance, and fixed annuities. Beaulieu & Associates provides discretionary portfolio management and financial planning services to individuals, high-net-worth clients, and businesses. The firm manages approximately $35.5 million across 55 client relationships, employing a combination of fundamental, technical, and cyclical investment methods and offering comprehensive planning programs.

Wealth management General retirement planning General estate planning guidance Income planning Annuities
Warmer team member

Not sure where to start?

We'll help you think it through — whether you ultimately need an advisor or not.

Warmer helps you compare advisors clearly — so you can choose with confidence.

Find your advisor
Discover

Compare top advisor firms by metric, firm size, and location.

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")