Greenwood Village, CO Office
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Benjamin F. Edwards & Company, Incorporated
Enterprise
Firm-wide stats for Benjamin F. Edwards & Company, Incorporated
About
Benjamin F. Edwards & Company is an SEC‑registered investment adviser and broker‑dealer that serves a broad client base—individuals (including high‑net‑worth clients), pension and profit‑sharing plans, charitable organizations, corporations and other institutions—through fee‑based wrap programs, financial planning, retirement plan consulting, investment management consulting and plan‑participant services. The firm’s scale includes several hundred advisors and tens of billions in assets under management, and it supports both employee and affiliated independent‑contractor advisors.
BFE delivers advice through consolidated discretionary and non‑discretionary wrap programs that use strategies managed by BFE, its financial advisors, and third‑party managers; offerings include mutual‑fund and ETF model strategies, active and passive ETF portfolios, equity and fixed‑income portfolios, separately managed accounts, a UMA overlayed by BNY Mellon Advisors, tax transition strategies, and private/ custom portfolios. Models and portfolios are monitored and rebalanced on a periodic basis and reviewed by an Investment Strategy Committee, and the firm discloses the use of both strategic multi‑year allocations and more tactical adjustments where appropriate.
Operationally the firm combines custody and execution features that are less common among peers: Pershing is disclosed as the primary qualified custodian for wrap accounts, yet BFE’s wrap‑fee services explicitly include custody and clearance of securities, the firm handles certain assets held with issuers or alternative custodians (with separate invoicing where required), and it operates an internal equity and fixed‑income trading desk. BFE also functions as a broker‑dealer, an insurance agency, and provides occasional M&A advice; its brochure discloses recent regulatory matters (FINRA and SEC findings) and subsequent remedial steps, signaling an emphasis on enhanced supervisory and operational controls following those events.
Expertise
Occupation focus
Location
5445 Dtc Parkway, Suite 1020
Greenwood Village CO 80111
Advisors at this office
8
Advisors at this office
Sarah R
Series 66
Greenwood Village, CO
Benjamin F. Edwards & Company, Inc.
Sarah Robertson is a financial advisor with Benjamin F. Edwards & Company, Inc., holding a Series 66 designation and four years of industry experience. Prior to joining Benjamin F. Edwards, she worked at Ovintiv Services Inc. and Crestone Peak Resources. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving a diverse client base that includes individuals, pension and profit-sharing plans, charitable organizations, corporations, and other institutions. The firm offers a range of fee-based wrap programs and investment management services, utilizing strategies managed internally, by its advisors, and through third-party managers.
Jason C
Series 66
Greenwood Village, CO
Benjamin F. Edwards & Company, Inc.
Jason Clouse is a financial advisor at Benjamin F. Edwards & Company, Inc. with 15 years of industry experience. He has been with Benjamin F. Edwards since 2014 and holds the Series 66 designation. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving a diverse client base that includes individuals, pension plans, charitable organizations, and corporations. The firm offers fee-based wrap programs, financial planning, and investment management services, utilizing a variety of managed strategies and an internal trading desk.
Mark B
Series 63
Greenwood Village, CO
Benjamin F. Edwards & Company, Inc.
Mark Barczuk is a financial advisor at Benjamin F. Edwards & Company, Inc. with 29 years of industry experience. He has been with Benjamin F. Edwards & Co since 2014 and holds a Series 63 designation. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving individuals, pension and profit-sharing plans, charitable organizations, corporations, and other institutions. The firm offers a range of services including fee-based wrap programs, financial planning, and investment management consulting, supported by several hundred advisors and tens of billions in assets under management.
Amy S
Series 66
Greenwood Village, CO
Benjamin F. Edwards & Company, Inc.
Amy Schiel is a financial advisor at Benjamin F. Edwards & Company, Inc. with four years of industry experience. She holds a Series 66 designation and previously worked at Stryker Corporation and Luscombe Rocky Mountain. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving a broad client base, including individuals, institutions, and charitable organizations. The firm offers fee-based wrap programs, financial planning, and investment management consulting, using a range of model strategies and portfolios that are regularly monitored and reviewed.
Lauretta M
Series 63
Greenwood Village, CO
Benjamin F. Edwards & Company, Inc.
Lauretta Moell is a financial advisor with Benjamin F. Edwards & Company, Inc., holding a Series 63 designation and 39 years of industry experience. She has worked at Benjamin F. Edwards & Co since 2019 and previously held roles at Wells Fargo Clearing and Wells Fargo Advisors LLC. Benjamin F. Edwards & Company, Inc. is an SEC-registered investment adviser and broker-dealer serving individuals, pension and profit-sharing plans, charitable organizations, corporations, and other institutions. The firm offers a range of services including financial planning, investment management, and retirement plan consulting, utilizing both discretionary and non-discretionary wrap programs with multiple investment strategies monitored by an Investment Strategy Committee.
David M
Series 63, Series 65
Greenwood Village, CO
Benjamin F. Edwards & Company, Inc.
David Moreno is a financial advisor with Benjamin F. Edwards & Company, Inc. in Greenwood Village, CO, holding Series 63 and Series 65 licenses with 39 years of industry experience. He has worked at Benjamin F. Edwards & Co since 2014. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving a broad client base including individuals, institutions, and charitable organizations. The firm offers fee-based wrap programs, financial planning, and investment management consulting, utilizing both discretionary and non-discretionary strategies monitored by an Investment Strategy Committee.
Mark F
Series 63
Greenwood Village, CO
Benjamin F. Edwards & Company, Inc.
Mark Fellows is a financial advisor at Benjamin F. Edwards & Company, Inc. with 39 years of industry experience. He holds a Series 63 designation and has been with Benjamin F. Edwards since 2013. Outside of his advisory role, he serves as trustee and co-trustee for several family trusts and acts as executor for an estate, performing these duties on a limited basis. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer that serves a wide range of clients including individuals, pension plans, charitable organizations, and corporations. The firm offers fee-based wrap programs, financial planning, retirement plan consulting, and investment management, utilizing a combination of discretionary and non-discretionary strategies managed internally and by third parties.
Maria L
Series 63, Series 66
Greenwood Village, CO
Benjamin F. Edwards & Company, Inc.
Maria Lucido Mustard is a financial advisor at Benjamin F. Edwards & Company, Inc. with 22 years of industry experience. She has held her current position at Benjamin F. Edwards since 2014. Mustard holds Series 63 and Series 66 licenses. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving individuals, pension and profit-sharing plans, charitable organizations, corporations, and other institutions. The firm offers fee-based wrap programs, financial planning, retirement plan consulting, and investment management, utilizing a range of investment strategies monitored by an Investment Strategy Committee.
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