Hickory, NC Office

Team
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Benjamin F. Edwards & Company, Incorporated logo

Benjamin F. Edwards & Company, Incorporated

Enterprise

Firm-wide stats for Benjamin F. Edwards & Company, Incorporated

Total advisors

521

Across 154 offices

Clients per advisor

63 Typical

Avg AUM per client

$553,528 Typical

HNW client ratio

1% Very Low

About

Benjamin F. Edwards & Company is an integrated broker-dealer and SEC-registered investment adviser serving individuals, high-net-worth clients, pension and profit‑sharing plans, charitable organizations, and corporate clients through more than 500 advisors. The firm offers wrap‑fee advisory programs, financial planning, retirement plan consulting, investment management consulting (with and without execution), brokerage services, insurance products, and certain M&A advisory services.

BFE delivers both discretionary and non‑discretionary managed solutions that combine proprietary strategies and third‑party model providers, including model portfolios, active/passive ETF strategies, and a Unified Managed Account overlayed by BNY Mellon Advisors. Its in‑house Equity & Fixed Income Portfolios use a quantitative, factor‑based equity approach and fundamental credit research for fixed income, and the brochure notes that performance reporting for accounts holding fixed income products in that program is provided on an ad‑hoc basis upon client request.

The firm operates an internal equity and fixed‑income trading desk and includes custody and clearance services as part of many wrap programs while Pershing serves as the primary qualified custodian, an operational mix less common among large enterprise advisers. BFE’s disclosure also highlights recent regulatory matters (text‑message supervision, complex ETP suitability, and mutual fund share‑class selection) and describes remedial changes to supervisory procedures and product‑selection practices.

Based on Benjamin F. Edwards & Company, Incorporated

Expertise

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting

Based on Benjamin F. Edwards & Company, Incorporated

Occupation focus

Executive Founder/Business Owner

Based on Benjamin F. Edwards & Company, Incorporated

Location

200 1st Avenue NW, Suite 201

Hickory NC 28601

Advisors at this office

5

Advisors at this office

user avatar

Amanda R

Series 66

Hickory, NC

Benjamin F. Edwards & Company, Inc.

Amanda Rembert is a financial advisor at Benjamin F. Edwards & Company, Inc. with seven years of industry experience. She holds a Series 66 designation and has previously worked at Stifel and Wells Fargo Clearing. Outside of her advisory role, she serves on the boards of Eastern Catawba Cooperative Christian Ministry and Ashure Ministry, assisting with charitable fundraising events. Benjamin F. Edwards & Company is an integrated broker-dealer and SEC-registered investment adviser that serves individuals, high-net-worth clients, pension plans, charitable organizations, and corporate clients through over 500 advisors. The firm offers a range of services including wrap-fee advisory programs, financial planning, retirement plan consulting, and both discretionary and non-discretionary managed investment solutions.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Executive Founder/Business Owner
user avatar

Thomas R

Series 66

Hickory, NC

Benjamin F. Edwards & Company, Inc.

Thomas Rembert IV is a financial advisor at Benjamin F. Edwards & Company, Inc. with 19 years of industry experience. He holds a Series 66 designation and previously worked at Stifel Nicolaus & Co Inc, Wells Fargo Clearing, and A. G. Edwards & Sons, Inc. Outside of his advisory role, he serves as a councilman and mayor pro-tempore for the Town of Maiden, North Carolina. Benjamin F. Edwards & Company is an integrated broker-dealer and SEC-registered investment adviser serving individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporate clients. The firm offers a range of advisory, brokerage, and consulting services, utilizing proprietary and third-party investment strategies alongside in-house trading and custody solutions.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Executive Founder/Business Owner
user avatar

William M

Series 63, Series 66

Hickory, NC

Benjamin F. Edwards & Company, Inc.

William Mode is a financial advisor with Benjamin F. Edwards & Company, Inc. in Hickory, NC, holding Series 63 and Series 66 licenses with 21 years of industry experience. He previously worked at Stifel Nicolaus & Co Inc and Wells Fargo Clearing. Outside of his advisory work, he is a landlord of a rental property in Hickory. Benjamin F. Edwards & Company is an integrated broker-dealer and SEC-registered investment adviser serving individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporate clients through over 500 advisors. The firm offers a range of advisory, brokerage, insurance, and M&A services, with investment solutions that include discretionary and non-discretionary managed portfolios using proprietary and third-party strategies.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Executive Founder/Business Owner
user avatar

Alice S

Series 63, Series 66

Hickory, NC

Benjamin F. Edwards & Company, Inc.

Alice Scarborough is a financial advisor at Benjamin F. Edwards & Company, Inc. with 27 years of industry experience. She holds Series 63 and Series 66 licenses and has previously worked at Stifel Nicolaus & Co Inc, Broyhill Asset Management, Wells Fargo Clearing, and BB&T Asset Management. She also serves as a Notary Public in Hickory, NC. Benjamin F. Edwards & Company is an integrated broker-dealer and SEC-registered investment adviser serving individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporate clients through more than 500 advisors. The firm provides a range of services including wrap-fee advisory programs, financial planning, retirement plan consulting, investment management consulting, brokerage services, insurance products, and certain M&A advisory services.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Executive Founder/Business Owner
user avatar

Grant R

Series 66

Hickory, NC

Benjamin F. Edwards & Company, Inc.

Grant Rembert is a financial advisor with Benjamin F. Edwards & Company, Inc., holding a Series 66 credential and 11 years of industry experience. He previously worked at Stifel Nicolaus & Co Inc and Wells Fargo Clearing. Outside of his advisory role, he owns and operates Athletes Lab, LLC, a performance training facility, and serves as a director of Athletes Lab Foundation Inc., which provides scholarships for athletes. Benjamin F. Edwards & Company is a full-service broker-dealer and SEC-registered investment adviser serving individuals, high-net-worth clients, pension plans, charitable organizations, and corporate clients. The firm offers a range of investment management and financial planning services, combining proprietary strategies with third-party models across discretionary and non-discretionary programs.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Executive Founder/Business Owner
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