Madison, WI Office
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Benjamin F. Edwards & Company, Incorporated
Enterprise
Firm-wide stats for Benjamin F. Edwards & Company, Incorporated
About
Benjamin F. Edwards & Company is an SEC‑registered investment adviser and broker‑dealer that serves a broad client base—individuals (including high‑net‑worth clients), pension and profit‑sharing plans, charitable organizations, corporations and other institutions—through fee‑based wrap programs, financial planning, retirement plan consulting, investment management consulting and plan‑participant services. The firm’s scale includes several hundred advisors and tens of billions in assets under management, and it supports both employee and affiliated independent‑contractor advisors.
BFE delivers advice through consolidated discretionary and non‑discretionary wrap programs that use strategies managed by BFE, its financial advisors, and third‑party managers; offerings include mutual‑fund and ETF model strategies, active and passive ETF portfolios, equity and fixed‑income portfolios, separately managed accounts, a UMA overlayed by BNY Mellon Advisors, tax transition strategies, and private/ custom portfolios. Models and portfolios are monitored and rebalanced on a periodic basis and reviewed by an Investment Strategy Committee, and the firm discloses the use of both strategic multi‑year allocations and more tactical adjustments where appropriate.
Operationally the firm combines custody and execution features that are less common among peers: Pershing is disclosed as the primary qualified custodian for wrap accounts, yet BFE’s wrap‑fee services explicitly include custody and clearance of securities, the firm handles certain assets held with issuers or alternative custodians (with separate invoicing where required), and it operates an internal equity and fixed‑income trading desk. BFE also functions as a broker‑dealer, an insurance agency, and provides occasional M&A advice; its brochure discloses recent regulatory matters (FINRA and SEC findings) and subsequent remedial steps, signaling an emphasis on enhanced supervisory and operational controls following those events.
Expertise
Occupation focus
Location
440 Science Drive, Suite 401
Madison WI 53711
Advisors at this office
5
Advisors at this office
A O
Series 63, Series 65
Madison, WI
Benjamin F. Edwards & Company, Inc.
A Olsen is a financial advisor at Benjamin F. Edwards & Company, Inc. with 46 years of industry experience. He holds Series 63 and Series 65 credentials and has been with Benjamin F. Edwards & Company since 2009. He also serves as a trustee for a friend in an investment-related capacity. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer that serves a diverse client base including individuals, pension and profit-sharing plans, charitable organizations, and corporations. The firm offers a range of services such as fee-based wrap programs, financial planning, and investment management consulting, utilizing a variety of model strategies and portfolios that are monitored and rebalanced regularly.
Carrie D
Series 66
Madison, WI
Benjamin F. Edwards & Company, Inc.
Carrie Dorman is a financial advisor with Benjamin F. Edwards & Company, Inc. in Madison, WI, holding a Series 66 designation and possessing 17 years of industry experience. She has been with Benjamin F. Edwards since 2012. Benjamin F. Edwards & Company serves a broad client base including individuals, pension plans, charitable organizations, and corporations, offering fee-based wrap programs, financial planning, and investment management consulting. The firm utilizes a range of investment strategies managed internally, by its advisors, and third-party managers, and combines custody and execution services uncommon among peers.
Nicolas A
Series 66
Madison, WI
Benjamin F. Edwards & Company, Inc.
Nicolas Adamany is a financial advisor at Benjamin F. Edwards & Company, Inc. in Madison, WI, holding the Series 66 designation with two years of industry experience. Prior to his current role, he was a founding member and guitarist of the Wheelhouse Band (Mightywheelhouse LLC), performing sporadically. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving a diverse client base including individuals, pension plans, charitable organizations, and corporations. The firm offers fee-based wrap programs, financial planning, and investment management consulting, utilizing a range of model strategies and asset management approaches supported by an internal trading desk and Investment Strategy Committee.
Matthew C
CFP®, Series 66
Madison, WI
Benjamin F. Edwards & Company, Inc.
Matthew Clooten is a CFP® with 19 years of industry experience, currently affiliated with Benjamin F. Edwards & Company, Inc. since 2010. He holds a Series 66 license and is based in Madison, WI. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving a diverse client base, including individuals, pension plans, charitable organizations, and corporations. The firm offers a variety of fee-based wrap programs and investment management services, utilizing both strategic multi-year allocations and tactical adjustments across multiple portfolio strategies.
Tyler N
CFP®, Series 66
Madison, WI
Benjamin F. Edwards & Company, Inc.
Tyler Nafziger is a financial advisor with Benjamin F. Edwards & Company, Inc. in Madison, WI. He holds the CFP® designation and the Series 66 license, and has three years of industry experience. Prior to his current role, he worked at Zendesk and Mattel. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving a diverse client base, including individuals, pension plans, charitable organizations, corporations, and institutions. The firm offers various fee-based wrap programs and financial planning services, utilizing both strategic multi-year allocations and tactical adjustments across mutual funds, ETFs, separately managed accounts, and customized portfolios.
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