Painted Post, NY Office
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Benjamin F. Edwards & Company, Incorporated
Enterprise
Firm-wide stats for Benjamin F. Edwards & Company, Incorporated
About
Benjamin F. Edwards & Company is an SEC‑registered investment adviser and broker‑dealer that serves a broad client base—individuals (including high‑net‑worth clients), pension and profit‑sharing plans, charitable organizations, corporations and other institutions—through fee‑based wrap programs, financial planning, retirement plan consulting, investment management consulting and plan‑participant services. The firm’s scale includes several hundred advisors and tens of billions in assets under management, and it supports both employee and affiliated independent‑contractor advisors.
BFE delivers advice through consolidated discretionary and non‑discretionary wrap programs that use strategies managed by BFE, its financial advisors, and third‑party managers; offerings include mutual‑fund and ETF model strategies, active and passive ETF portfolios, equity and fixed‑income portfolios, separately managed accounts, a UMA overlayed by BNY Mellon Advisors, tax transition strategies, and private/ custom portfolios. Models and portfolios are monitored and rebalanced on a periodic basis and reviewed by an Investment Strategy Committee, and the firm discloses the use of both strategic multi‑year allocations and more tactical adjustments where appropriate.
Operationally the firm combines custody and execution features that are less common among peers: Pershing is disclosed as the primary qualified custodian for wrap accounts, yet BFE’s wrap‑fee services explicitly include custody and clearance of securities, the firm handles certain assets held with issuers or alternative custodians (with separate invoicing where required), and it operates an internal equity and fixed‑income trading desk. BFE also functions as a broker‑dealer, an insurance agency, and provides occasional M&A advice; its brochure discloses recent regulatory matters (FINRA and SEC findings) and subsequent remedial steps, signaling an emphasis on enhanced supervisory and operational controls following those events.
Expertise
Occupation focus
Location
310 Town Center Road, Suite 201
Painted Post NY 14870
Advisors at this office
4
Advisors at this office
Rachel M
Series 66
Painted Post, NY
Benjamin F. Edwards & Company, Inc.
Rachel Morgan is a financial advisor with Benjamin F. Edwards & Company, Inc., holding a Series 66 designation and three years of industry experience. She previously worked outside the financial industry at Radisson Hotel Corning and UPS. Morgan is also an independent consultant for Arbonne, focusing on nutrition, skincare, and makeup. Benjamin F. Edwards & Company, Inc. is an SEC-registered investment adviser and broker-dealer serving a diverse client base, including individuals, pension plans, charitable organizations, and corporations. The firm offers a variety of fee-based wrap programs and investment strategies, supported by several hundred advisors and substantial assets under management.
Kristen K
Series 66
Painted Post, NY
Benjamin F. Edwards & Company, Inc.
Kristen Ketchum is a financial advisor at Benjamin F. Edwards & Company, Inc. with 21 years of industry experience. She holds the Series 66 designation and has been with Benjamin F. Edwards since 2014. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving a broad client base including individuals, pension plans, charitable organizations, and corporations. The firm offers a range of fee-based wrap programs, financial planning, retirement plan consulting, and investment management, utilizing both strategic multi-year allocations and tactical adjustments across various portfolio models.
Shawn C
Series 66
Painted Post, NY
Benjamin F. Edwards & Company, Inc.
Shawn Corey is a financial advisor at Benjamin F. Edwards & Company, Inc. with nine years of industry experience. He holds a Series 66 designation and has worked at Benjamin F. Edwards since 2016, following five years at Steuben County. Outside of his advisory role, he serves as Treasurer for Victory Highway Wesleyan Church in Painted Post, NY. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving individuals, institutions, and charitable organizations. The firm offers a range of fee-based wrap programs, financial planning, and investment management solutions supported by several hundred advisors and tens of billions in assets under management.
Jill M
Series 66
Painted Post, NY
Benjamin F. Edwards & Company, Inc.
Jill Miller is a financial advisor at Benjamin F. Edwards & Company, Inc. with 24 years of industry experience. She holds a Series 66 license and has been with Benjamin F. Edwards since 2014. Benjamin F. Edwards & Company serves a diverse client base including individuals, pension and profit-sharing plans, charitable organizations, and corporations through fee-based wrap programs, financial planning, retirement plan consulting, and investment management. The firm uses a range of investment strategies monitored by an Investment Strategy Committee and combines custody and execution features with broker-dealer and insurance services.
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