Benkei Asset Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$21,826,326
Clients
43
Advisors
1
of 1 employees
About
Benkei Asset Management is a small independent advisory firm that provides discretionary portfolio management and investment advice to affluent individuals and a subset of corporate or business clients in the United States and abroad, with a notable portion of its client base in Japan. Services include separately managed accounts and investment recommendations across common stocks, ETFs, mutual funds, hedge funds and private funds using both discretionary and non‑discretionary account structures.
The firm’s investment process blends quantitative analysis and market‑timing techniques with fundamental valuation (discounted cash‑flow) analysis and intensive corporate research, and it typically constructs relatively concentrated portfolios rather than broad diversification. Portfolios are managed under client agreements with documented risk disclosures, and clients are encouraged to review custodial statements to verify activity and holdings.
Distinctive aspects of the practice include a meaningful non‑U.S. client segment—particularly Japanese investors—an uncommon willingness to serve corporate/business clients, and the use of performance‑based fee arrangements for qualified and certain non‑U.S. discretionary clients subject to a high‑water‑mark policy. The firm’s principal also publishes investment material aimed at Japanese investors, and the adviser recommends a particular broker‑dealer for custody and execution, which influences how accounts are implemented.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
2% (or less) of the average monthly balance of total portfolio assets, billed monthly in arrears
20% of realized and unrealized appreciation subject to a high water mark, charged only to qualified investors and certain Clients living outside the United States using Discretionary Managed Accounts
Account minimum: $100,000 for Discretionary Managed Accounts; $50,000 for Non-Discretionary Managed Accounts
Main office
3130 Route 44/55
Gardiner NY 12525
Advisors at this office
1
Most active in
New York
Also doing business as
Benkei Asset Management · Benkei Asset Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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