Berg Faircloth Investment Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$32,197,926
Clients
105
Advisors
3
of 3 employees
About
Berg Faircloth Investment Advisors provides discretionary portfolio management and financial planning to individuals, high‑net‑worth individuals, pension and profit‑sharing plans, and business entities. The two‑advisor firm manages about $41 million for roughly 105 clients and primarily charges percentage‑of‑AUM fees while also offering hourly financial planning engagements.
The firm applies fundamental and cyclical analysis and uses both long‑term and short‑term trading strategies, constructing portfolios to match documented client objectives, time horizons, and risk tolerances; BFIA generally requests discretionary authority to implement trades. Financial planning typically involves an initial fact‑finding meeting, a delivered written plan, and follow‑up reviews, and can address investment, tax, retirement, college, insurance, and debt/credit issues.
A notable feature is the firm’s affiliation with an accounting practice that is under common control; the principal is a certified public accountant and tax preparer who may provide tax or accounting advice or products to clients, although clients are not required to use those services. Other distinguishing elements include no account minimum, the use of Schwab Institutional custody (with soft‑dollar research arrangements disclosed), and limited custody authority for direct fee deductions.
Client services
Expertise
Fee options
$0 - $100,000: 1.75% $100,000 - $1,000,000: 1.50% $1,000,000 - $2,000,000: 1.25% $2,000,000 - $5,000,000: 1.00% $5,000,000+: 0.75%
$150 to $250 per hour for financial planning services
Fee-only: Financial planning hourly fees between $150 and $250 per hour
Main office
44135 Woodridge Pkwy, Suite 200
Leesburg VA 20176
Advisors at this office
3
Most active in
District of Columbia · Florida · Maryland · North Carolina · Texas · Virginia
Also doing business as
Berg Faircloth Investment Advisors · Berg Faircloth Investment Advisors Corp.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Daniel F
Series 65
Leesburg, VA
Berg Faircloth Investment Advisors
Daniel Faircloth is a financial advisor at Berg Faircloth Investment Advisors with one year of industry experience. He holds a Series 65 designation and has previously worked at BDO LLP. In addition to advising, he provides accounting and legal services related to financial accuracy and compliance. Berg Faircloth Investment Advisors offers discretionary portfolio management and financial planning primarily to individuals, high-net-worth clients, pension and profit-sharing plans, and business entities. The firm combines fundamental and cyclical analysis with both long- and short-term trading strategies, tailoring portfolios to client objectives and risk tolerance.
Anise F
Leesburg, VA
Berg Faircloth Investment Advisors
Anise Faircloth is a financial advisor with Berg Faircloth Investment Advisors in Leesburg, VA, holding 12 years of industry experience. She has been with Berg Faircloth Investment Advisors and related entities since 2010. Outside of advising, she serves as a firm administrator for Berg Faircloth & Company, an accounting firm. Berg Faircloth Investment Advisors provides discretionary portfolio management and financial planning to individuals, including high-net-worth clients, as well as pension plans and business entities. The firm employs fundamental and cyclical analysis in managing a range of securities and integrates tax and accounting advice through its affiliation with an accounting practice.
Ricky F
Series 63, Series 65
Leesburg, VA
Berg Faircloth Investment Advisors
Ricky Faircloth is a financial advisor at Berg Faircloth Investment Advisors with 23 years of industry experience. He holds Series 63 and Series 65 licenses and has been involved in various related businesses since 1980, including ownership of a tax preparation and accounting firm where he serves as a CPA. Additionally, he owns and operates a farm and real estate sales business in Virginia. Berg Faircloth Investment Advisors provides discretionary portfolio management and financial planning services to individuals, pension and profit-sharing plans, and business entities. The firm employs fundamental and cyclical analysis with both long- and short-term trading strategies across multiple asset classes and integrates tax and accounting advice through its affiliation with an accounting practice.
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