Bergamot Asset Management LP
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$71,916,545
Clients
95
Advisors
4
of 8 employees
About
Bergamot Asset Management provides discretionary investment management to a mix of clients that includes private funds, institutional investors and retail separately managed accounts, and offers wealth management and portfolio management services to individual clients. Like many supported firms, it works with high‑net‑worth and individual investors and charges asset‑based fees for portfolio management.
The firm applies a fundamentally oriented investment process supported by quantitative tools across public long/short equity and private equity strategies, and it uses techniques such as short selling, hedging and leverage where appropriate. Its investment program also covers early‑stage private investments, SPACs, digital assets and ESG‑oriented diligence, and some separately managed accounts may invest pari passu with the firm’s pooled funds while retaining different liquidity terms.
Bergamot is notable for operating as a private fund adviser and fund sponsor to multiple niche pooled vehicles (for example, sector‑specific funds and special purpose vehicles named in its offering documents), and for relying on CFTC exemptions in connection with commodity pool activities and futures/options trading. It also employs performance‑based compensation for certain pooled investors, manages pooled vehicles alongside other client accounts (with documented allocation and side‑letter practices), and discloses related third‑party affiliations such as an affiliated insurance entity and broker relationships that can affect trade execution and allocations.
Client services
Expertise
Occupation focus
Fee options
$0+: 0.125% - 1% per annum (separately managed accounts for retail and institutional investors) N/A - N/A: 1.25% - 1.5% per annum (Private Investment Fund net assets) N/A - N/A: 1.5% - 2% per annum (Private Equity Fund capital commitments)
Brokerage and transaction costs are paid separately by clients; the firm receives commissions through related persons registered as broker-dealer representatives.
15% - 20% of net profits for Private Investment Fund; 20% - 25% of net profits for Private Equity Fund, subject to loss carryforward and clawback provisions.
Main office
300 Carnegie Center, Suite 140
Princeton NJ 08540
Advisors at this office
4
Most active in
Florida · New Jersey · New York · Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Anfernee W
Series 65
Princeton, NJ
Bergamot Asset Management LP
Anfernee Williams Murden is a financial advisor at Bergamot Asset Management LP with a Series 65 designation and one year of industry experience. Prior to joining Bergamot Asset Management, he worked at Stretch Labs and Philadelphia Country Club. Bergamot Asset Management provides discretionary investment management and wealth management services to private funds, institutional investors, and individual clients. The firm employs a fundamentally oriented investment process supported by quantitative tools across public long/short equity and private equity strategies, including early-stage private investments, SPACs, digital assets, and ESG-oriented diligence.
Andy W
Series 65
Princeton, NJ
Bergamot Asset Management LP
Andy Wong is a Series 65-licensed advisor at Bergamot Asset Management LP with six years of industry experience. He has worked at Bergamot since 2019 and previously spent 19 years at Suffolk Capital Management LLC. Bergamot Asset Management provides discretionary investment management to private funds, institutional investors, and individual clients, employing a fundamentally oriented investment process supported by quantitative tools across long/short equity and private equity strategies. The firm also engages in niche pooled vehicles, early-stage private investments, and ESG-oriented diligence.
Cassandra L
Series 65
Princeton, NJ
Bergamot Asset Management LP
Cassandra Lally is a financial advisor at Bergamot Asset Management LP in Princeton, NJ, holding a Series 65 designation with two years of industry experience. She previously worked at Suffolk Capital Management, LLC for nine years before joining Bergamot in 2019. Bergamot Asset Management provides discretionary investment management services to private funds, institutional investors, and individual clients. The firm employs a fundamentally oriented investment process supported by quantitative tools across public long/short equity and private equity strategies, and it manages a variety of niche pooled vehicles alongside separately managed accounts.
Vijay A
CFP®, Series 63, Series 66
Princeton, NJ
Bergamot Asset Management LP
Vijay Aluwalia is a CFP® with 10 years of industry experience and is currently a financial advisor at Bergamot Asset Management LP. His prior roles include positions at Edward Jones and Verity Life Insurance. Bergamot Asset Management provides discretionary investment management and wealth services to private funds, institutional investors, and individual clients, employing a fundamentally oriented approach supported by quantitative tools across public and private equity strategies.
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