Beta Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Beta Management LLC refers high‑net‑worth individuals to other registered investment advisers rather than providing direct portfolio management or custody services itself. The firm's brochure notes that a majority of its clientele will be non‑U.S. persons.
Beta's sole function is to vet and recommend outside advisers under a Professional Alliance Agreement; it is compensated by the advisers it refers rather than charging advisory fees to clients directly. The firm says it evaluates recommended firms on professionalism, integrity and competence, and clients retain sole discretion to accept referrals or pursue other providers.
Distinctive aspects include an unusually large non‑U.S. client concentration and an explicit focus on high‑net‑worth clients while excluding non‑HNW individual clients. The brochure also discloses that the sole principal derives substantial income and time from other business activities — operating a New York property management firm that serves international clients and working as a flight attendant — which the firm identifies as occupying a significant portion of her time.
Client services
Main office
New York NY
Advisors at this office
1
Most active in
New York
Also doing business as
Beta Management LLC · Gazzola, Maria
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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