Betts LLC

Betts LLC provides advisory services to individuals, high‑net‑worth individuals, and business entities primarily by referring clients to third‑party money managers such as Rockefeller Capital Management rather than directly managing client assets. The firm does not provide advice on specific securities, does not custody client funds, and requires clients to enter into agreements with the selected third‑party managers.

When recommending managers, Betts LLC focuses on firms offering long‑term investment strategies and aligns recommendations with a client’s stated objectives and risk tolerance; the third‑party managers are responsible for ongoing monitoring and trade execution and may exercise discretionary authority. Betts reviews accounts periodically when statements are received but does not select broker‑dealers, exercise trading discretion, or vote proxies on client accounts.

The firm is affiliated with an accounting practice—the managing member is a licensed CPA who may provide or refer clients for tax and accounting services, a cross‑service relationship disclosed in the brochure. Betts is compensated through solicitor/referral arrangements with selected third‑party managers and limits recommendations to managers that pass its due diligence, a practice that presents a potential conflict of interest and differs from peers that directly manage portfolios or rely on asset‑based fees.