Beyond Balanced Financial Planning, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$20,974,243
Clients
55
16% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
55
HighAverage account size
$381,350
About
Beyond Balanced Financial Planning provides individualized financial planning, investment management, and ERISA retirement-plan services to individuals, trusts, small businesses, and employer‑sponsored retirement plans. The firm also delivers project‑based planning, participant education, and periodic seminars and speaking engagements.
The firm’s investment approach emphasizes Modern Portfolio Theory and predominantly passive management using index funds and ETFs, and it may implement third‑party model portfolios through custodial platforms. Portfolios are constructed around a written investment policy and are managed on a discretionary basis when authorized, with ongoing monitoring tied to client objectives and risk tolerance.
Notably, the firm offers pension and profit‑sharing plan consulting and acts as an ERISA fiduciary, including discretionary investment‑manager (Section 3(38)) services and assistance in selecting plan investment menus — services that are less common among independent advisers. The firm’s principal also undertakes outside retirement‑plan consulting and contract planning work, which the firm discloses as potential conflicts of interest in its Form ADV.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
General retirement planning
Equity Recipients (RS/RSU, SOP, ESPP)
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Business exit / sale strategy
Occupation focus
Founder/Business Owner
Retired
Fee options
Project Based Financial Planning fees generally quoted as fixed fees between $500 and $5,000.
$0 - $3,000,000: 1.00% $3,000,000.01 - $5,000,000: 0.75% $5,000,000.01 - $15,000,000: 0.50% $15,000,000.01+: 0.25%
$250 per hour if Comprehensive Financial Planning is terminated prior to 12 months and fees are calculated on time spent.
Comprehensive Financial Planning may be paid by fixed monthly or quarterly fees as part of annual fee arrangement.
Fee-only: Comprehensive Financial Planning: $3,500 - $20,000 annually based on complexity, paid monthly or quarterly; Project Based Financial Planning: $500 - $5,000 fixed fee; Educational Seminars: $0 to $10,000 per engagement or $0 to $200 per participant.
Main office location
Beyond Balanced Financial Planning, LLC
223 W Wall Street, Suite 215
Midland TX 79701, United States
Number of offices
1
Most active in
Beyond Balanced Financial Planning, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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