A complete list of active advisors currently associated with BHK Securities, LLC

Warmer can help you find a great advisor at BHK Securities, LLC or one who fits your needs even better.

BHK Securities, LLC is a registered investment adviser serving individuals (including both non‑HNW and high‑net‑worth clients), corporations and business entities, pension and profit‑sharing plans, charitable institutions, foundations, estates and trusts, and retirement plan clients. The firm offers investment advisory programs through First Clearing—such as Personalized UMA, FundSource, and Customized Portfolios—and provides non‑discretionary retirement plan consulting and related services. BHKS implements client strategies primarily by recommending third‑party managers and model portfolios available through First Clearing, using single‑strategy and multi‑strategy blends, model-driven UMA solutions, and strategies that can include covered option writing and, in certain cases, margin or short‑sale activity. Services are provided on both discretionary and non‑discretionary bases; as of December 31, 2025 the firm reported $54.7 million in discretionary assets and $73.7 million in non‑discretionary assets, indicating a substantial portion of assets under management where clients retain trading authority. A number of the firm’s business arrangements are atypical for similarly sized advisor teams: BHKS operates with an affiliated registered investment adviser (BHK Investment Advisors), is registered to sell insurance products and may receive commissions for broker‑dealer or insurance transactions, and participates in wrap fee programs administered by First Clearing. BHKS requires client accounts be carried at First Clearing (a qualified custodian) and discloses receipt of platform, sweep‑related and revenue‑sharing compensation from custodial and program relationships, which can create additional conflicts of interest relative to peers that do not engage in broker‑dealer, insurance, or custodial revenue arrangements.

To learn more about the advisors currently working at BHK Securities, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.