A complete list of active advisors currently associated with Big Rock Advisors LLC

Warmer can help you find a great advisor at Big Rock Advisors LLC or one who fits your needs even better.

Big Rock Advisors provides discretionary asset management, financial planning and consulting, and retirement-plan services to individuals and to qualified plans, offering both limited 3(21) fiduciary advice and full 3(38) investment-manager duties. The firm reports managing about $20.6 million across roughly 36 client accounts and generally maintains a $500,000 account minimum subject to exceptions. Investment programs are tailored to each client’s stated goals, time horizon and risk tolerance, with portfolios constructed using fundamental analysis and a mix of long- and short-term strategies. Accounts are reviewed at least quarterly for suitability, allocation, rebalancing and tax-loss harvesting opportunities, and clients may impose written investment restrictions. The brochure discloses an affiliation with an insurance business—one principal is a licensed insurance agent who may offer commissionable insurance products, which the firm identifies as a potential conflict of interest. The firm is newly established and relatively small, yet its principals bring prior institutional trading and accounting experience (including a CFA) and the firm’s combination of small scale with both 3(21) advisory and 3(38) discretionary plan-management capabilities is uncommon for firms of its size.

To learn more about the advisors currently working at Big Rock Advisors LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.