BIGGIN, INC.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Biggin, Inc. provides personalized investment management primarily to individual investors, including high-net-worth clients, through both discretionary and non-discretionary asset management. As of the most recent filing the firm reports about $82.2 million in assets under management across roughly 90 client relationships, with the majority of those assets managed on a discretionary basis.
The firm’s investment process uses fundamental, technical and cyclical analysis to build portfolios that reflect each client’s Investment Policy Statement and documented risk tolerance. Strategies may include long- and short-term purchases, active trading and option writing (including covered and uncovered option strategies), with account reviews performed at least quarterly and additional reviews as circumstances change.
Notable operational features include a requirement that clients use Charles Schwab & Co. as custodian (clients may not direct brokerage), and disclosure that the firm receives soft-dollar research and other economic benefits tied to commission arrangements. The firm does not routinely vote proxies on client securities (clients receive and vote their own proxies) and documents personal trading reviews and other policies intended to mitigate conflicts of interest.
Client services
Expertise
Fee options
$0 - $200,000: 1.75% annually $200,001 - $500,000: 1.50% annually $500,001 - $1,000,000: 1.25% annually $1,000,001+: 1.00% annually
Account minimum: $100,000
Main office
445 Broadhollow Road, Suite 25
Melville NY 11747
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)