B
BIGGIN, INC.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$82,194,914
Clients
90
29% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
90
Very HighAverage account size
$913,277
About
Biggin, Inc. provides personalized investment management primarily to individual investors, including high-net-worth clients, through both discretionary and non-discretionary asset management. As of the most recent filing the firm reports about $82.2 million in assets under management across roughly 90 client relationships, with the majority of those assets managed on a discretionary basis.
The firm’s investment process uses fundamental, technical and cyclical analysis to build portfolios that reflect each client’s Investment Policy Statement and documented risk tolerance. Strategies may include long- and short-term purchases, active trading and option writing (including covered and uncovered option strategies), with account reviews performed at least quarterly and additional reviews as circumstances change.
Notable operational features include a requirement that clients use Charles Schwab & Co. as custodian (clients may not direct brokerage), and disclosure that the firm receives soft-dollar research and other economic benefits tied to commission arrangements. The firm does not routinely vote proxies on client securities (clients receive and vote their own proxies) and documents personal trading reviews and other policies intended to mitigate conflicts of interest.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
$0 - $200,000: 1.75% annually $200,001 - $500,000: 1.50% annually $500,001 - $1,000,000: 1.25% annually $1,000,001+: 1.00% annually
Account minimum: $100,000
Main office location
BIGGIN, INC.
445 Broadhollow Road, Suite 25
Melville NY 11747, United States
Number of offices
1
Most active in
BIGGIN, INC. has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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