Biltmore Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Biltmore Wealth Management provides investment advisory and financial planning services to individuals (including high net worth clients), business entities, trusts, estates and charitable organizations. The firm manages roughly $440 million on a discretionary basis across about 300 client accounts and also offers cash‑management support such as view‑only Schwab High Yield Investor Checking to generate spending reports and budgets.
The firm employs proprietary investment models with ongoing monitoring and proactive rebalancing, delivering individualized portfolios on a discretionary or non‑discretionary basis aligned to each client’s objectives. While Biltmore uses conventional long‑ and short‑term equity and fixed‑income strategies, it also permits the use of options, short sales, inverse and leveraged ETFs, and borrowing (including margin loans and borrowing in separately managed accounts), all of which the brochure identifies as higher‑risk tools that clients may restrict in writing.
Distinctive features disclosed in the brochure include that some representatives are licensed insurance agents who may recommend commission‑based insurance products, a relationship the firm acknowledges as a potential conflict of interest that clients can avoid. The firm also discloses its status as a level‑fee fiduciary for certain retirement accounts under DOL standards, its receipt of custodial support services from Schwab, and written policies for personal trading, third‑party money movement and proxy handling.
Client services
Expertise
Fee options
$0 - $500,000: 1.35% $500,001 - $1,000,000: 1.20% $1,000,001 - $3,000,000: 1.00% $3,000,001+: 0.80%
Fee-only: Fee-only basis; no commissions from securities sales.
Main office
1400 E. Southern Avenue, Suite 650
Tempe AZ 85282
Advisors at this office
3
Most active in
Arizona · California · Colorado · Florida · Louisiana · Michigan · New York · North Carolina · Ohio · Oklahoma · Tennessee · Texas · Washington
Also doing business as
Apollo Designs, LLC · Biltmore Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Kevin S
CFP®, Series 63, Series 65
Tempe, AZ
Biltmore Wealth Management, LLC
Kevin Sweeney is a CFP® professional with 16 years of experience in the financial services industry. He has been with Biltmore Wealth Management, LLC since 2010. The firm provides investment advisory and financial planning services to individuals, business entities, trusts, estates, and charitable organizations. Biltmore Wealth Management manages approximately $440 million across about 300 client accounts, employing proprietary investment models with ongoing monitoring and proactive rebalancing to deliver individualized portfolios aligned with client objectives.
Timothy C
Series 63, Series 65
Tempe, AZ
Biltmore Wealth Management, LLC
Timothy Carpenter is a financial advisor at Biltmore Wealth Management, LLC in Tempe, AZ, holding Series 63 and Series 65 designations with 16 years of industry experience. He has been with Biltmore Wealth Management since 2010. Biltmore Wealth Management provides investment advisory and financial planning services to individuals, business entities, trusts, estates, and charitable organizations. The firm manages approximately $440 million across about 300 client accounts, employing proprietary investment models with ongoing monitoring and proactive rebalancing to deliver individualized portfolios aligned with client objectives.
Max R
Series 65
Tempe, AZ
Biltmore Wealth Management, LLC
Max Rossiter is a financial advisor at Biltmore Wealth Management, LLC in Tempe, AZ, holding a Series 65 designation with 11 years of industry experience. He has been with Biltmore Wealth Management since 2015. Biltmore Wealth Management provides investment advisory and financial planning services to individuals, business entities, trusts, estates, and charitable organizations. The firm manages approximately $440 million in discretionary assets across about 300 client accounts, employing proprietary investment models with ongoing monitoring and proactive rebalancing to deliver individualized portfolios aligned with client objectives.
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