BKS Wealth LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$21,306,467
Clients
49
Advisors
1
of 1 employees
About
BKS Wealth LLC provides discretionary asset management and integrated financial planning to individuals, high-net-worth clients, trusts and estates, and corporations or other business entities. The firm also offers life-insurance product services and its representatives are licensed to sell insurance; insurance commissions are separate from advisory fees and are disclosed as a potential conflict of interest.
The firm implements continuous, discretionary portfolio management through accounts custodied at a major broker‑dealer, applying both strategic and tactical asset‑allocation approaches alongside long‑term holdings and option‑writing strategies. Investment decisions are informed by a blend of fundamental, technical and charting analysis, and portfolios can be adjusted for special situations such as low‑basis stock, legacy holdings or stock options.
What is distinctive is the firm's acceptance of corporate/business clients—an uncommon client focus for independent, single‑advisor firms—and the principal’s activity as a licensed insurance agent, which creates commissionable relationships the firm discloses and manages. As a small, single‑advisor practice managing roughly $21.9 million for under 50 clients, the firm also notes professional credentials held by its principal (CFA and CFP) and the use of limited‑custody arrangements, including standing letters of authorization for some clients, with procedural safeguards.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% annually $1,000,001 - $3,000,000: 0.85% annually $3,000,001+: 0.75% annually
Commission-based compensation from the sale of insurance products separate from advisory fees.
Account minimum: $50,000
Main office
Scottsdale AZ
Advisors at this office
1
Most active in
Arizona · California · Texas
Also doing business as
Bks Wealth · Bks Wealth LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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