Black Swan Wealth Management logo

Black Swan Wealth Management

Updated today

Client assets under management

$0

Clients

7

0% high-net-worth

Advisors

2

of 2 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

4

Very Low

Average account size

$0

About

Black Swan Wealth Management serves individual clients by providing advisory guidance primarily through the selection and referral of third‑party investment advisers rather than direct portfolio management. The firm also offers financial planning and related guidance, and its brochure reports that it did not manage client assets directly as of December 2022.

Its investment approach cites modern portfolio theory as a foundation and focuses on vetting and monitoring outside managers, using benchmarking against comparable indices and any adviser‑specific benchmarks. BSWM does not have discretionary authority over client accounts and typically receives compensation via negotiated fee‑sharing arrangements with the third‑party advisers it recommends.

Noteworthy differences from many peers include the firm’s principals’ activities outside the advisory business: a licensed insurance agent and real estate broker may offer insurance and real estate‑related services to Massachusetts clients, and the firm is a partner in an online investor‑education business. The firm also does not aggregate client trades, does not participate in wrap fee programs, and does not operate as a traditional percentage‑of‑AUM portfolio manager, which are less common attributes among supported firms.

Client services

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Main office location

Black Swan Wealth Management

219 Cavan Lane

Glastonbury CT 06033, United States

Number of offices

1

Most active in

Connecticut

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Wayne C

Series 63, Series 66

Glastonbury, CT

Black Swan Wealth Management

Wayne Connors is a financial advisor at Black Swan Wealth Management with 22 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Black Swan Wealth Management since 2014. He is also a managing partner of Retirement Investor LLC, an online educational content business focused on investment topics. Black Swan Wealth Management provides advisory services primarily through the selection and referral of third-party investment advisers rather than direct portfolio management. The firm emphasizes modern portfolio theory and monitors outside managers using benchmarks, without discretionary authority over client accounts.

user avatar

Ryan G

Series 63, Series 65

Glastonbury, CT

Black Swan Wealth Management

Ryan Groves is a financial advisor at Black Swan Wealth Management with 19 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Black Swan Wealth Management since 2013, with a brief tenure at 3 D Asset Management in 2016. Outside of advisory services, he is a licensed real estate broker and insurance agent in Massachusetts and is a partner in an online educational content business for do-it-yourself investors. Black Swan Wealth Management provides advisory guidance primarily through selecting and referring third-party investment advisers rather than direct portfolio management. The firm focuses on vetting and monitoring outside managers using modern portfolio theory and does not have discretionary authority over client accounts.

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