Bloom Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Bloom Financial provides investment management, comprehensive financial planning, and coordinated tax and estate‑planning services for individuals, trusts, and business entities. Deliverables noted in the brochure include a Values‑Based Financial Road Map™, estate‑planning technology facilitation, concierge wealth services, and referrals to third‑party professionals for implementation.
The firm generally does not manage securities directly; it recommends and monitors third‑party asset managers and turnkey asset management programs (TAMPs) and operates primarily on non‑discretionary, percentage‑of‑AUM engagements with fees billed through the selected TAMP. Financial planning work is tailored and may be project‑based or ongoing, with recommended periodic strategy reviews and an asset‑management credit available to planning clients who transition to investment services.
Distinctive items in the Form ADV include a disclosed regulatory event involving a firm principal — a 2019 FINRA consent order resulting in a permanent bar and related state insurance action — and a recent material change reporting the departure of an adviser. The brochure also highlights firm affiliations with insurance and a separate tax & estate planning entity, notes that advisors hold insurance licenses (while stating they do not sell commission insurance products), and sets a $1.2 million onboarding threshold and referral pathways for ultra‑high‑net‑worth clients, indicating a focus away from mass‑market retail relationships.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
$0 - $2,000,000: 1.00% $2,000,000.01 - $5,000,000: 0.75% $5,000,000.01 - $10,000,000: 0.50% $10,000,000.01+: 0.35%
Financial planning ongoing retainer fees range from $1,200 to $2,400 per quarter ($4,800 to $9,600 annually) based on complexity
Account minimum: $1,200,000
Main office
Westminster CO
Advisors at this office
2
Most active in
Colorado
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Amy B
Series 65
Westminster, CO
Bloom Financial, LLC
Amy Bloom is a Series 65-licensed financial advisor with Bloom Financial, LLC and has seven years of industry experience. She is also involved with Bloom Life, LLC, an insurance-related business where she serves as an agent. Bloom Financial, LLC provides wealth management, financial planning, and portfolio advisory services primarily for individuals, trusts, and business entities. The firm focuses on selecting and monitoring third-party asset managers and combines these recommendations with comprehensive planning services tailored to clients’ goals and risk tolerance.
Mitchell B
Series 63
Westminster, CO
Bloom Financial, LLC
Mitchell Bloom is a financial advisor at Bloom Financial, LLC with 35 years of industry experience. He holds a Series 63 designation and has previously worked at Fourstar Wealth Advisors, LLC, CETERA Advisor Networks LLC, and Alterna Card Services. Outside of his advisory role, he is the owner of Bloom Life, LLC, which focuses on life insurance and annuities, and he is involved in sales and marketing for a developmental stage retail business. Bloom Financial provides investment management, comprehensive financial planning, and coordinated tax and estate-planning services for individuals, trusts, and business entities. The firm generally recommends and monitors third-party asset managers and turnkey asset management programs, operating primarily on non-discretionary engagements.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)