Blue Haven Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$120,400,000
Clients
205
Advisors
2
of 2 employees
About
Blue Haven Capital provides fee-only investment management and advisory services to individuals, high‑net‑worth clients, trusts, estates, family foundations, and charitable organizations. The firm manages client accounts on a discretionary basis and implements portfolios using mutual funds, ETFs, individual stocks and bonds, options on securities, and certain private investments.
The firm’s investment approach is a diversified, asset‑allocation model informed by Modern Portfolio Theory and a strategic buy‑hold‑rebalance philosophy, with target allocations set to client risk tolerance. For clients who desire additional strategies, Blue Haven may use individual bonds, private credit/private‑equity vehicles such as Business Development Companies (BDCs), and a range of options techniques (covered calls, cash‑secured puts, and spreads) for income, hedging, or speculative purposes.
Distinctive aspects for a small, two‑advisor firm include its SEC registration effective January 7, 2026 after exceeding $100 million in regulatory assets under management and its requirement that clients custody assets at Charles Schwab, with disclosure that the firm receives Schwab-provided research and services. The firm also follows an educational, non‑directive policy on retirement rollovers and does not accept proxy‑voting authority, leaving proxy votes to clients.
Client services
Expertise
Fee options
$0 - $250,000: 1.25% $250,001 - $500,000: 1.00% $500,001 - $1,000,000: 0.90% $1,000,001 - $2,000,000: 0.85% $2,000,001 - $4,000,000: 0.80% $4,000,001 - $7,000,000: 0.70% $7,000,001 - $12,000,000: 0.55% $12,000,001+: 0.37%
Fee-only: Fee-only investment management; no commissions or third-party payments.
Main office
312 West State Street, Suite 112
Geneva IL 60134
Advisors at this office
2
Most active in
California · Florida · Illinois · New Jersey · New York · Texas
Also doing business as
Blue Haven Capital, LLC · Buildbhc
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Kevin K
Series 65
Geneva, IL
Blue Haven Capital, LLC
Kevin Kleinman is a financial advisor at Blue Haven Capital, LLC with eight years of industry experience. He holds a Series 65 credential and has worked at Blue Haven Capital since 2018. Prior to that, he was involved with Shoot90 and WatchHimTrade.com for several years. Blue Haven Capital is a fee-only investment adviser serving individuals, high net worth clients, trusts, estates, family foundations, and charitable organizations. The firm employs a diversified asset allocation strategy based on Modern Portfolio Theory, using low-cost mutual funds and ETFs alongside options strategies and select private credit and equity investments tailored to client suitability.
Donald C
Series 63, Series 65
Geneva, IL
Blue Haven Capital, LLC
Donald Cummings Jr. is a financial advisor with Blue Haven Capital, LLC in Geneva, IL. He holds Series 63 and Series 65 licenses and has 19 years of industry experience, including 20 years at Blue Haven Capital. Blue Haven Capital is a fee-only investment adviser serving individuals, high net worth clients, trusts, estates, family foundations, and charitable organizations. The firm provides tailored portfolio management, emphasizing diversified asset allocation based on Modern Portfolio Theory and a strategic buy-hold-rebalance approach using low-cost mutual funds, ETFs, and select options and private investments.
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