Blue Monarch Financial Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Blue Monarch Financial Inc. is a state‑registered investment adviser founded in 2024 that provides portfolio management, retirement income planning, tax and estate planning, insurance planning, and related advisory services to individual and high‑net‑worth clients. Services include both discretionary and non‑discretionary managed accounts, written investment strategies and a one‑time financial plan, and clients may impose written restrictions on holdings or sectors.
The firm’s approach combines asset‑allocation frameworks, dollar‑cost averaging, technical analysis and both long‑ and short‑term trading to align portfolios with each client’s time horizon and risk profile. BMF routinely uses third‑party sub‑advisers—Impact Partnership Wealth and AE Wealth Management—for portfolio execution and back‑office support and relies on Market Guard to construct model portfolios and generate trade signals; many accounts are managed through a wrap‑fee program where transaction costs are covered.
Notable aspects of the firm include an affiliated insurance agency and insurance agents who may refer clients to the advisory business (the brochure notes this creates a potential conflict and that IARs of the adviser are not acting as insurance agents). The brochure also discloses that fee billing and some client statements are processed through the contractual sub‑advisory relationships with IPW/AEWM, that the firm serves both non‑HNW and HNW individuals, and that it does not act as a private‑fund adviser.
Client services
Expertise
Fee options
1.65% maximum annual advisory fee charged by Blue Monarch Financial Inc.
Fee-only: Advisory fees only; no commissions or performance-based fees.
Main office
2418 Lee Street, Suite 130
Greenville TX 75401
Advisors at this office
2
Most active in
Texas
Also doing business as
Blue Monarch Financial Inc. · Blue Monarch Wealth Group
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Richard F
Series 66
Greenville, TX
Blue Monarch Financial Inc.
Richard Fertig is a financial advisor at Blue Monarch Financial Inc. with seven years of industry experience. He holds a Series 66 designation and has previously worked at firms including Black Ridge Asset Management, Peak Brokerage Services, and The Prudential Insurance Company of America. Outside of his advisory work, he has been involved with the Fairfield YMCA. Blue Monarch Financial Inc. is a state-registered investment adviser serving individual and high-net-worth clients with portfolio management, retirement income planning, tax and estate planning, and insurance planning. The firm uses a combination of asset-allocation frameworks, dollar-cost averaging, technical analysis, and both long- and short-term trading, often employing third-party sub-advisers for portfolio execution and support.
Brian M
Series 63, Series 66
Greenville, TX
Blue Monarch Financial Inc.
Brian Megenity is a financial advisor at Blue Monarch Financial Inc. in Greenville, TX, holding Series 63 and Series 66 licenses with 26 years of industry experience. He has worked at numerous financial firms throughout his career and owns a consulting business providing services to broker/dealers. Blue Monarch Financial Inc. serves individual and high-net-worth clients with portfolio management, retirement income planning, tax and estate planning, and insurance planning. The firm uses a combination of asset-allocation frameworks, technical analysis, and both long- and short-term trading, often employing third-party sub-advisers for portfolio execution and back-office support.
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