Blue Rock Capital
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Blue Rock Capital provides discretionary investment advisory and portfolio management services for individuals, high-net-worth clients, trusts, companies with excess cash, and small-business retirement plans. The firm’s brochure reports approximately $3,000,000 in discretionary assets across 59 accounts and describes client services that include creation of an individualized Investment Policy Statement (IPS), implementation of portfolios through a qualified custodian, and ongoing performance reporting.
The firm’s investment approach is grounded in Modern Portfolio Theory, using five core asset classes (equities, fixed income, cash, real estate, and commodities) and a mix of fundamental and technical analysis to select stocks and ETFs consistent with each client’s IPS. BRC generally favors a long-term, buy-and-hold orientation with periodic rebalancing, employs tax-loss harvesting in taxable accounts, and documents discretionary authority to execute the agreed investment plans.
Noteworthy details in the brochure include the acceptance of corporate cash accounts and small-business retirement plans alongside individual clients—client types that are less typical for independent advisers of this size. The brochure also discloses a passive affiliation with a separate real-estate investment entity and participation in an institutional custody program that provides technology and research benefits, both of which the firm says it manages within its fiduciary framework.
Client services
Expertise
Occupation focus
Fee options
$0 - $10,000,000: 1.00% annually
Fee-only: Advisory fee based only on client assets under management; no commissions or other compensation accepted.
Main office
Allen TX
Advisors at this office
1
Most active in
Louisiana · Mississippi · Texas
Also doing business as
Blue Rock Capital · Blue Rock Capital, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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