Blue Rock Financial Services, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$53,100,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
74
31% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
74
Very HighAverage account size
$717,568
About
Blue Rock Financial Services serves primarily individual investors through discretionary investment management and financial planning, working with taxable accounts, IRAs, and personal trusts. The firm offers one‑time and ongoing planning engagements as well as portfolio implementation using publicly traded mutual funds, ETFs, and individual stocks and bonds.
The firm’s investment approach emphasizes diversified, multi‑asset allocations—including U.S. large‑ and small‑cap equities, international and emerging markets, investment‑grade and multi‑sector bonds, TIPS, REITs, and commodities—selected to meet income or growth objectives. Research is a mix of fundamental and technical analysis, supplemented by third‑party providers (Morningstar and Data Trek), and recommendations are tailored to each client’s objectives and any imposed investment restrictions with quarterly account reviews.
Notably, the firm manages assets for a private foundation/charitable organization in addition to individual clients, a client type that is relatively uncommon among peers. The firm also accepts limited custody arrangements (automatic fee deductions and standing letters of authorization, which trigger independent accountant verification), does not participate in wrap‑fee programs or soft‑dollar arrangements, and does not charge performance‑based fees.
Client services
Financial planning
Portfolio management
Expertise
Income planning
Retirement income strategy
Wealth management
Fee options
$0 - $1,000,000: 1.00% annually $1,000,000+: 0.75% annually
$200 per hour for financial planning and consultation
Minimum fee: $2,000 minimum annual fee charged quarterly in advance for ongoing managed clients; $1,500 minimum fee per engagement for financial planning Fee-only: Hourly financial planning fee of $200 per hour
Main office location
Blue Rock Financial Services, Inc.
Williamsburg VA, United States
Number of offices
1
Most active in
Blue Rock Financial Services, Inc. has reported serving >5 clients in these states in the last 12 months.
California · Oregon · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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