Bluemound Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$24,000,000
Clients
43
Advisors
1
of 1 employees
About
The firm serves affluent individuals and families, high-net-worth clients, and small businesses and organizations, providing discretionary asset management, manager-of-managers services, hourly financial consulting, and retirement plan consulting for employer-sponsored plans. As of March 2026 it manages roughly $24 million on a discretionary basis and oversees additional non-discretionary 401(k) assets.
The investment approach uses a four-step process—secular trend analysis, examination of government and central bank policy, bottom-up fundamental research, and price trend/quantitative analysis—to construct diversified ETF-based and concentrated equity portfolios. Certain strategies include use of derivatives (covered calls and cash-secured puts) to generate income and manage risk, and the firm uses artificial intelligence as a supplement to human research rather than an automated decision-maker.
The firm publishes periodicals and the principal contributes to national financial publications and operates an independent investment-letter service, and it discloses procedures intended to mitigate potential conflicts (such as executing client trades prior to public dissemination). Offering retirement plan consulting and manager-of-manager services while operating as a solo registered adviser is a less common combination among peers.
Client services
Expertise
Occupation focus
Fee options
One-time planning and administration fee of $800 for all new accounts
$0 - $1,000,000: 1.25% annually $1,000,000 - $2,000,000: 1.00% annually $2,000,000+: 0.75% annually
$400/hour for financial consulting beyond initial planning
Account minimum: $300,000 Minimum fee: $1,600 annual minimum for financial consulting services Fee-only: Financial consulting billed at $400/hour with $1,600 annual minimum
Main office
Franklin WI
Advisors at this office
1
Most active in
Texas · Wisconsin
Also doing business as
Bluemound Asset Management, LLC · Bluemound Investment Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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