Blumberg B+V Advisors, LLC

The firm provides investment supervisory and portfolio management services primarily to high‑net‑worth individuals, creating individualized Investment Policy Statements to document goals, tax considerations, and risk tolerance. It also offers a model option, the BB+VA Balance and Value Portfolio, and charges AUM‑based advisory fees while managing about $20.2 million across a small number of client relationships with a typical account minimum of $600,000 (waivable).

The investment process is built around client‑specific Investment Policy Statements and may be conducted on a discretionary or non‑discretionary basis, with fees typically withdrawn directly from custodian accounts. The firm combines fundamental, technical, and cyclical analysis and employs a range of strategies including long‑ and short‑term trading, short sales, and options writing.

Distinctive features relative to many peers include a concentrated client base (roughly $20.2M across eight clients, implying relatively large average account sizes) and the explicit use of higher‑risk strategies such as short sales and options writing in client portfolios. The firm custodys client assets at Schwab Institutional, receives research/soft‑dollar benefits, and permits client‑directed brokerage — practices that can affect order aggregation and execution.