BN Investment, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
BN Investment, LLC provides discretionary portfolio management primarily to individuals, trusts, and small businesses, investing mainly in U.S.-listed equities, exchange-traded funds, and related derivatives. The firm operates as a solo independent adviser with a modest asset base and requires clients to grant discretionary trading authority for its strategies.
The firm combines fundamental and technical analysis and routinely uses options and other derivatives to generate income, manage cost basis, and hedge downside exposure, while also reserving the ability to employ intraday trading techniques and initial margin. For qualified clients the adviser may accept performance-based compensation and maintains flexibility to modify trading strategies and use leverage as market opportunities arise.
Noteworthy distinctions include the active use of borrowing and margin within managed accounts and routine use of derivatives and options—practices that are uncommon among similar independent advisers—and a requirement that clients execute trades through a single custodian trading platform. The brochure discloses prior regulatory sanctions related to transactions involving loaned investor funds, including fines and one-year suspensions (FINRA and a Missouri regulator), and notes the firm has “limited” or constructive custody because it directly debits advisory fees from custodial accounts.
Client services
Expertise
Fee options
$0+: 2% annually prorated daily (1.37% daily rate) Qualified clients+: 10% performance fee on net gains annually
10% of net increase in account value annually for qualified clients
Account minimum: $25,000.00 Fee-only: 2% annually prorated daily on assets under management; 10% performance fee on net gains for qualified clients
Main office
Amazonia MO
Advisors at this office
1
Most active in
Missouri · Texas
Also doing business as
Bn Investment, LLC · Nelson Holdings, LLC · Nelson, Max Sean
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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