Bob Holbrook Holdings LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Bob Holbrook Holdings is a solo-registered investment adviser that primarily serves individual clients and also provides retirement-plan advisory services, managing roughly $10 million across about 68 accounts. The firm offers both discretionary and non-discretionary asset management as well as ERISA plan services for qualified retirement plans.
The firm’s investment approach combines fundamental analysis with hedging techniques and a range of strategies that can include long- and short-term holdings, options trading, and the use of margin where appropriate. Portfolios are tailored to client goals and documented investment policy statements, with periodic reviews to monitor allocation, tax-loss harvesting opportunities, and suitability.
What is atypical for a single-adviser independent firm is the explicit pension consulting work — the firm acts as both a limited-scope ERISA 3(21) fiduciary and, when engaged, as a discretionary ERISA 3(38) investment manager — and its allowance of borrowing within separately managed accounts. The firm is also affiliated with an insurance practice and discloses that representatives receive commissions for insurance sales, a conflict that is described and mitigated in its disclosures.
Client services
Expertise
Fee options
1.65% annually for asset management services
Main office
Malta NY
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")