Coral Gables, FL Alhambra Plaza Office
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Bolton Global Asset Management
Multi-team
Firm-wide stats for Bolton Global Asset Management
About
Bolton Global Asset Management is a registered investment adviser that provides asset management and financial planning to a mix of individual clients (including high‑net‑worth individuals), corporate and institutional clients, and banks, trusts, estates and charitable organizations. It offers portfolio management on discretionary and non‑discretionary bases and typically charges percentage‑of‑AUM advisory fees.
BGAM delivers customized wealth management through a network of independent investment adviser representatives, employing internal management, unaffiliated money managers, and third‑party asset management (TPAM) programs and model portfolios. Portfolios are built primarily with mutual funds, ETFs, individual equities and fixed‑income securities; the firm generally emphasizes a long‑term approach while permitting shorter‑term trades, option strategies, and wrap‑fee structures.
The firm’s structure and service model include several features that distinguish it from many peers: it is affiliated with an introducing broker‑dealer (Bolton Global Capital) and generally directs clients to that broker‑dealer with clearing through Pershing LLC, it receives and discloses 12b‑1 and revenue‑sharing arrangements, and it maintains an NFA introducing broker registration (though it currently does not engage in futures trading). BGAM also works with offshore clients and offshore funds, offers bank‑sweep and money‑fund sweep options that involve participating banks, and discloses commission, administrative fixed‑income charges and broker‑dealer markups that represent potential conflicts of interest for clients to consider.
Based on Bolton Global Asset Management
Expertise
Based on Bolton Global Asset Management
Location
1 Alhambra Plaza, Ph Floor Suite 1435
Coral Gables FL 33134
Advisors at this office
2
Advisors at this office
Paul K
Series 65, Series 63
Coral Gables, FL
Bolton Securities Corporation
Paul Klukas is an investment advisor representative at Bolton Securities Corporation with eight years of industry experience. He holds Series 65 and Series 63 designations and maintains a full-time role as a senior project manager at Siemens Energy. Klukas is also the owner and CEO of KAS Capital Corp, an entity managing securities, investment advisory, and insurance businesses. Bolton Global Asset Management provides asset management and financial planning services to individuals, corporations, institutions, and charitable organizations. The firm offers customized portfolio management using mutual funds, ETFs, equities, and fixed-income securities, combining internal management with third-party asset managers to accommodate various investment approaches.
Herbert K
Series 63, Series 65
Coral Gables, FL
Bolton Securities Corporation
Herbert Klukas is a financial advisor at Bolton Securities Corporation with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Delta Global Asset Management since 2010 and Delta Equity Services Corporation since 2009. Outside of advisory roles, Klukas is the owner and president of Walla Corp, a business entity created to receive compensation related to securities and investment advisory services. Bolton Global Asset Management provides discretionary and non-discretionary asset management and financial planning services to a diverse client base including individuals, high-net-worth investors, charitable organizations, corporations, retirement plans, and banks. The firm’s approach involves tailored portfolios using mutual funds, ETFs, equities, and fixed-income securities, supported by a network of independent investment adviser representatives.
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