B

Borger Capital Management LLC

Updated today

Client assets under management

$4,451,025

Clients

26

0% high-net-worth

Advisors

3

of 3 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

9

Very Low

Average account size

$171,193

About

The firm provides investment advice exclusively to individual clients and manages approximately $4.45 million across a small client base of about two dozen households. Services include discretionary portfolio management, ongoing financial planning and one‑time consulting engagements, with insurance and precious‑metals purchases handled through affiliated brokerages and referral arrangements separate from advisory fees.

Its investment process combines charting, technical, fundamental and cyclical analysis and may employ active strategies such as option writing, short sales, margin trading, commodities and ETF allocations; accounts are managed on a discretionary basis with frequent reviews. The firm uses an independent custodian and a retail trading platform and emphasizes a broad set of risk disclosures tied to the varied strategies it may recommend.

Distinctive features include a client mix that does not include high‑net‑worth individuals and a relatively small AUM and client count compared with many peers in the supported category. The advisory team also maintains substantial insurance brokerage and precious‑metals referral activities that generate separate compensation, holds licensing that includes commodity/futures authority, and relies on a mix of mainstream and alternative research sources while leaving proxy voting decisions to clients.

Client services

Financial planning Portfolio management

Expertise

Annuities

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Fee options

Percentage

$0 - $250,000: 1.35% $250,000 - $1,000,000: 1.00% $1,000,000 - $3,000,000: 0.85% $3,000,000 - $10,000,000: 0.65% $10,000,000+: 0.45%

Project-based

$300 per hour for consulting engagements

Other

Minimum fee: $1,800 minimum annual fee for asset-based advisory services

Main office location

Borger Capital Management LLC

1606 Meadowview Road

Wausau WI 54403, United States

Number of offices

1

Most active in

Florida · Wisconsin

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Advisors at this firm

user avatar

Ludger B

Series 63, Series 65

Wausau, WI

Borger Capital Management LLC

Ludger Borger is a financial advisor at Borger Capital Management LLC with Series 63 and Series 65 credentials and four years of industry experience. He has held roles at Borger International Consulting Group, Borger Capital Group LLC, and New York Life Insurance Company. Outside of advising, he is involved in insurance sales, precious metals sales and consulting, and real estate consulting. Borger Capital Management is a state-registered investment adviser serving primarily individual clients through discretionary portfolio management and financial planning. The firm employs a combination of technical, fundamental, and cyclical analyses and offers a range of investment strategies, focusing on a small client base rather than high-net-worth households.

Annuities
user avatar

Carlos S

Series 63, Series 65

Apopka, FL

Borger Capital Management LLC

Carlos Sacasa is a financial advisor at Borger Capital Management LLC with two years of industry experience. He holds Series 63 and Series 65 designations and has worked at several firms, including LPL Enterprise, The Prudential Insurance Company of America, and Charles Schwab & Co., Inc. Outside of his advisory role, he is involved in sales of home items through eBay and collects royalties from a sole-use copyright. Borger Capital Management is a state-registered investment adviser that provides discretionary portfolio management and financial planning primarily to individual clients. The firm employs a diverse investment approach incorporating technical, fundamental, and cyclical analyses, and serves a small client base with a focus on individual, non-high-net-worth investors.

Annuities
user avatar

Todd G

Series 66

Appleton, WI

Borger Capital Management LLC

Todd Glime is a financial advisor at Borger Capital Management LLC with 20 years of industry experience. He holds a Series 66 designation and has worked at Sequent Planning, LLC, Futurity First Insurance Group, and Mass Mutual Financial. Borger Capital Management is a state-registered investment adviser serving primarily individual clients with discretionary portfolio management and financial planning. The firm employs a multifaceted investment approach that includes technical and fundamental analysis, and it maintains a small, hands-on client base.

Annuities
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