Boston Harbor Investment Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Boston Harbor provides discretionary portfolio management to high-net-worth individuals, family offices and institutional clients through separately managed accounts, and does not generally serve non–high-net-worth individual clients. The firm’s services are limited to managing large‑cap U.S. equity portfolios and related strategies rather than offering broader financial planning or non‑investment services.
Investment decisions are driven by proprietary quantitative models licensed from an affiliated research firm and grounded in fundamental company financials; portfolios are typically concentrated (around 40 large‑cap names) and are reconstituted and rebalanced annually. The firm offers multiple variants of its SELECT 40 strategy, including leveraged, short‑augmented (S&P 500 hedges), private‑equity‑replication, and volatility‑driven risk‑control approaches that are monitored daily for volatility changes.
Distinctive features disclosed in the brochure include the firm’s exclusive license to quantitative models from Quantitative Securities Research and an ongoing royalty arrangement, and the publication of both audited hypothetical backtests (including a multi‑decade hypothetical series) and composite performance for select portfolios. For a firm with a small asset base and a four‑advisor team, the combination of audited historical hypotheticals, active publication of performance results, and a suite of leveraged/short and private‑equity replication strategies is uncommon among similar advisory teams.
Client services
Expertise
Occupation focus
Fee options
$0 - $2,999,999: 0.25% annually (retail clients) Initial $3,000,000 - Next $2,000,000: 0.89% annually (institutional clients) Next $2,000,000 - Next $5,000,000: 0.77% annually Next $5,000,000 - Next $10,000,000: 0.74% annually Next $10,000,000+: 0.69% annually
Account minimum: $250,000 for retail clients; $3,000,000 for institutional clients; $10,000,000 minimum for any strategy other than SELECT 40 Minimum fee: Minimum quarterly or annual fee may apply for exceptions to Separate Account minimums Fee-only: Management fees based on assets under management, no commissions or other fees charged by adviser
Main office
110 Great Road, Suite 302
Bedford MA 01730-2729
Advisors at this office
4
Most active in
Massachusetts
Also doing business as
Boston Harbor Investment Management · Boston Harbor Investment Management, LLC
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
David P
Series 65
Bedford, MA
Boston Harbor Investment Management
David Page is a Series 65-licensed financial advisor with 13 years of industry experience. He has been with Boston Harbor Investment Management since 2012 and also serves as COO of IAMScientist, Inc. Outside of his advisory role, he is a board member of Rock Solid Produce, LLC. Boston Harbor Investment Management provides discretionary portfolio management to high-net-worth individuals, family offices, and institutional clients, focusing on U.S. large-cap equities. The firm uses proprietary quantitative models based on residual earnings to select low-beta stocks, offers various risk-control strategies, and presents both audited hypothetical and actual performance data.
Jan H
Series 63, Series 65
Bedford, MA
Boston Harbor Investment Management
Jan Hagemeier is a financial advisor at Boston Harbor Investment Management with 35 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Sanford C. Bernstein & Co., LLC and Mitteldeutsche-Hartstein-Industrie AG. Outside of his advisory role, he serves as director of a family road construction and aggregates business in Germany and is CEO of Global Performance Distribution, LLC, which handles UK and European distribution for Boston Harbor. Boston Harbor Investment Management provides discretionary portfolio management to high-net-worth individuals, family offices, and institutional clients, focusing on separately managed accounts of U.S. large-cap equities. The firm uses proprietary quantitative models emphasizing residual earnings to select low-beta stocks and offers various risk-control strategies, operating at a boutique scale with an emphasis on transparency through audited hypothetical back-tested performance.
Dennis C
Series 65
Bedford, MA
Boston Harbor Investment Management
Dennis Caulfield is a financial advisor at Boston Harbor Investment Management with 13 years of industry experience. He holds a Series 65 designation and serves as Chairman and CEO of Quantitative Securities Research, Inc., where he develops investment models. Additionally, he is President of Kenmare Capital Inc., advising on aircraft lease structuring. Boston Harbor provides discretionary portfolio management to high-net-worth individuals, family offices, and institutional clients, focusing on U.S. large-cap equities through proprietary quantitative models. The firm operates at a boutique scale and emphasizes transparency by publicly presenting audited hypothetical and actual performance data.
Robert P
CFA®
Bedford, MA
Boston Harbor Investment Management
Robert Ploder is a CFA® charterholder with 12 years of industry experience. He is affiliated with Boston Harbor Investment Management and has been involved with Ploder Capital Management, L.L.C. since 2006. Boston Harbor Investment Management provides discretionary portfolio management services to high-net-worth individuals, family offices, and institutional clients, focusing on U.S. large-cap equities through separately managed accounts. The firm utilizes proprietary quantitative models based on a fundamentals-driven theory emphasizing residual earnings and maintains a boutique scale with a selective client base.
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