Bourgeon Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$1,201,300,000
Clients
286
Advisors
3
of 7 employees
About
Bourgeon Capital Management provides discretionary investment management, retirement-plan advice, and financial planning to individuals, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm serves both high-net-worth and non‑HNW individual clients and also offers advice on real‑estate and private-equity or private-credit opportunities where suitable.
The firm emphasizes tailored portfolios and asset-allocation decisions informed primarily by fundamental analysis, supplemented by technical indicators and cash-management considerations. Bourgeon typically implements strategies on a discretionary basis, aggregates trades for execution, and uses custodian and prime-broker relationships to custody and clear client assets.
Distinctively, Bourgeon manages over $1.2 billion with a notably small advisory team, resulting in AUM per advisor well above $200 million — a level uncommon among peer team firms. Other noteworthy practices include offering a standalone financial-planning engagement that can be credited against future advisory services, not charging fees on client-designated unsupervised assets, and using third‑party proxy‑voting and research services.
Client services
Expertise
Fee options
Initial financial planning fee of $7,000; other flat fees may apply, negotiated case-by-case for financial advice unrelated to securities.
$0 - $1,000,000: 1.0% per year $1,000,000 - $2,000,000: 0.9% per year $2,000,000 - $5,000,000: 0.7% per year $5,000,000 - $10,000,000: 0.6% per year $10,000,000+: 0.5% per year
Hourly fees possible for financial advice unrelated to investment securities, negotiated case-by-case.
Account minimum: $1,000,000 Fee-only: Discretionary investment advisory services based on assets under management; financial planning fees $7,000 for initial plan credited against management fees if client opens a managed account; negotiated fees for financial advice unrelated to securities.
Main office
320 Post Road, Suite 220
Darien CT 06820
Advisors at this office
3
Most active in
California · Connecticut · Florida · Louisiana · Massachusetts · New Jersey · New York · Oregon · Pennsylvania · Wyoming
Also doing business as
Bcm Investments, LLC (Relying Advisor) · Bourgeon Capital Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
John M
Series 63, Series 66
Darien, CT
Bourgeon Capital Management LLC
John Mallozzi is a financial advisor at Bourgeon Capital Management LLC with nine years of industry experience. He previously worked at Oppenheimer and Columbus Circle Investors. Mallozzi serves on the Board of Governors for Horizons at New Canaan Country School, a nonprofit organization. Bourgeon Capital Management provides discretionary investment management, retirement-plan advice, and financial planning to individuals, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm serves both high-net-worth and non-HNW clients, emphasizing tailored portfolios and asset-allocation decisions informed by fundamental and technical analysis.
John Z
CFA®, Series 63, Series 65
Darien, CT
Bourgeon Capital Management LLC
John Zaro III is a CFA® charterholder with 16 years of industry experience. He has been with Bourgeon Capital Management LLC since 1999. Bourgeon Capital Management provides discretionary investment management, retirement-plan advice, and financial planning to individuals, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm serves both high-net-worth and non-HNW clients, focusing on tailored portfolios and asset allocation driven by fundamental analysis and supplemented by technical indicators and cash-management considerations.
Richard H
Series 66
Darien, CT
Bourgeon Capital Management LLC
Richard Hall is a financial advisor at Bourgeon Capital Management LLC with eight years of industry experience. He holds a Series 66 designation and has previously worked at UBS Financial Services. Bourgeon Capital Management provides discretionary investment management, retirement-plan advice, and financial planning to individuals, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm serves both high-net-worth and non‑HNW clients and offers tailored portfolios guided by fundamental analysis, managing over $1.2 billion with a small advisory team.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)