Bragg Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Bragg Capital Management provides portfolio management for separately managed accounts for individual investors and currently manages about $5.3 million across 19 client accounts. Accounts are fee-based and charged as a percentage of assets, with advisory fees billed monthly; the firm invests principally in publicly traded securities and exchange-traded funds.
The firm manages client accounts on a discretionary basis within portfolio strategies that clients select and issues at least quarterly written account statements. Its proprietary approach concentrates on equities and ETFs but explicitly permits the use of options and margin leverage and places no preset limits on concentrations or positions.
Notably, the firm’s principal holds an insurance license and conducts life and health insurance sales as a separate business activity; the brochure discloses that any insurance recommendations and related commissions would be disclosed to clients, representing a potential conflict of interest. The firm’s stated willingness to employ margin and uncovered option positions in client accounts is also distinctive for a small independent adviser, and the brochure warns this can increase turnover, transaction costs, and downside risk.
Client services
Expertise
Fee options
$0 - $500,000: 1.50% $500,001 - $5,000,000: 1.00% $5,000,001+: 0.75%
Account minimum: $50,000 (may be waived at discretion) Fee-only: Monthly management fees as tiered percentage of assets under management; no commissions or other forms of compensation accepted.
Main office
Agoura Hills CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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