Carota Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$132,602,595
Clients
218
Advisors
2
across 2 offices
About
Carota Wealth Management provides investment advisory services to individuals, high‑net‑worth clients, and employer-sponsored retirement plans. The firm offers comprehensive portfolio management, financial planning and consulting, retirement plan consulting, and discretionary management of digital assets and cryptocurrencies.
The firm integrates fundamental and technical analysis with a proprietary macroeconomic framework, Market Pulse Regimes℠, to inform sector allocation and portfolio construction, and it generally manages client accounts on a discretionary basis with regular monitoring and rebalancing. Automated data‑aggregation and screening tools are used to support research, but all investment analysis, conclusions, and trading decisions are reviewed and made by the firm’s principal advisor.
Noteworthy differences from many peers include a paid market commentary newsletter on Substack and participant education/seminar offerings for retirement plans, along with representatives who are licensed to sell insurance products (which may result in insurance commissions). The firm also provides direct digital‑asset management with third‑party custody arrangements and model portfolios that use blockchain ETFs and cryptocurrency exposure, services that are less common among similarly sized advisers.
Client services
Expertise
Fee options
Flat fees generally range from $500 to $15,000 (financial planning and consulting); $1,000 to $25,000 (retirement plan consulting)
$0 - $500,000: 1.50% $500,000 - $750,000: 1.25% $750,000 - $1,000,000: 1.15% $1,000,000+: 1.00%
$350 per hour (financial planning and consulting)
Newsletter subscription fees: $8.00/month, $80/year, or $240/year Founding Tier
Fee-only: Hourly fee $350; Flat fees range $500 to $15,000 (financial planning and consulting services)
Main office
See officeThompsons Station TN
Advisors at this office
1
Offices (2)
Most active in
Delaware · Florida · Maryland · New Jersey · Pennsylvania · Tennessee · Texas
Also doing business as
Brandywine Financial Group · Brandywine Financial Group, Inc. · Carota Wealth Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Michael D
Series 65
Flemington, NJ
Carota Wealth Management
Michael Deo is a financial advisor with Carota Wealth Management, holding a Series 65 designation and 24 years of industry experience. He has worked at multiple firms, including American Portfolios Financial Services and Brandywine Financial Group Inc., and is also a certified public accountant and partner at BKC, CPAs, PC. Deo serves as a trustee of the Peter & Mary Batey Irrevocable Trust. Carota Wealth Management provides investment advisory services to individuals, high-net-worth clients, and employer-sponsored retirement plans. The firm combines fundamental and technical analysis with a proprietary macroeconomic framework, Market Pulse Regimes℠, to guide portfolio construction and offers discretionary management including digital assets and cryptocurrencies.
Raymond C
Series 63, Series 66
Thompsons Station, TN
Carota Wealth Management
Raymond Carota is a financial advisor at Carota Wealth Management with 29 years of industry experience. He holds the Series 63 and Series 66 designations and previously worked at American Portfolios Financial Services, Inc. for 20 years. Carota also maintains a long-term affiliation with Brandywine Financial Group, Inc. Carota Wealth Management serves individuals, high-net-worth clients, and employer-sponsored retirement plans, offering portfolio management, financial planning, and discretionary management of digital assets and cryptocurrencies. The firm employs a proprietary macroeconomic framework, Market Pulse Regimes℠, alongside fundamental and technical analysis to guide portfolio construction and conducts client account management with regular monitoring and rebalancing.
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