Brass Capital

Brass Capital provides portfolio management and both one-time and ongoing financial planning services for individual clients, reporting $75,592,370 in discretionary assets under management across 68 client accounts served by two advisors. Services include individualized Investment Policy Statements, asset allocation and selection, regular portfolio monitoring, and fixed-fee financial planning engagements.

The firm’s investment process emphasizes long-term trading informed by multiple analysis methods—fundamental, quantitative, technical, charting, cyclical and modern portfolio theory—and portfolios are tailored to each client’s goals, time horizon and documented risk tolerance. Brass Capital typically operates with discretionary trading authority, requires custody through Schwab Institutional, and also bills for assets held away as assets under advisement when authorized by clients.

Distinctive features include an ongoing financial planning program that resembles family‑office coordination—ongoing advisory involvement in client-affiliated business entities, cash‑flow and liquidity planning, tax‑aware planning and monitoring of equity compensation—offered as negotiated flat fees (up to the firm’s stated $30,000 annual range) separate from asset‑based management fees. The firm does not use third‑party managers, does not aggregate block trades for multiple clients, and its AUM-to-advisor ratio and described services indicate a focus on relatively large or complex client relationships rather than mass‑market retail accounts.