Breachway Investments, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$160,263,950
Clients
242
Advisors
1
of 1 employees
About
Breachway Investments provides discretionary and non-discretionary asset management, financial planning, and ERISA retirement-plan services, including acting as a limited-scope 3(21) fiduciary. Its client base includes individuals and high-net-worth households as well as charitable organizations and retirement plans.
Portfolios are constructed around documented client goals, time horizons, and risk tolerances and implemented through asset-allocation frameworks (strategic, dynamic, tactical, or core-satellite) using ETFs, fixed income, options and other instruments. The firm conducts periodic (typically quarterly) reviews, monitors for rebalancing and tax-loss harvesting opportunities, and documents client-imposed restrictions in each client file.
Compared with many independent advisers, the firm’s practice includes serving charitable and institutional clients and providing pension consulting and ERISA plan services in addition to individual wealth management. It also holds free educational seminars and workshops and, notably, may use borrowing in separately managed accounts and occasionally cross client bond positions to manage execution and liquidity—practices that are less common among peers.
Client services
Expertise
Fee options
Not explicitly tiered; standard maximum fee of 1.5% annually, negotiable
$200 per hour for financial planning services
Account minimum: $500,000 (may be lowered or waived in certain instances)
Main office
4259 Old Post Road, Unit 1
Charlestown RI 02813
Advisors at this office
1
Most active in
Connecticut · Florida · Massachusetts · Ohio · Rhode Island · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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