Breakaway Independent Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Breakaway Independent Advisors is a small, state-registered independent investment advisory firm that provides discretionary portfolio management, written financial planning, and access to third‑party money managers. It also assists clients with legacy annuity and insurance contracts by coordinating Broker of Record transitions and related administrative services.
The firm manages portfolios across equities, ADRs, fixed income, mutual funds, and ETFs, often maintaining meaningful cash positions and, for qualified clients, recommending alternative investments. Investment decisions draw on a mix of fundamental, technical, quantitative, and both strategic and tactical asset‑allocation approaches, and the firm may hire independent third‑party managers when appropriate.
What distinguishes the firm from many peers is its ongoing business relationships outside standard investment management: it receives recurring quarterly compensation for Broker of Record transitions to a third‑party administrator for annuity and insurance contracts, and some supervised persons provide tax preparation services in a separate capacity and act as insurance agents receiving customary commissions. These affiliations and other financial product activities create potential conflicts of interest that the brochure discloses and that clients should consider when evaluating the firm.
Client services
Expertise
Fee options
Financial planning fixed fee arrangement, up to $10,000 per plan
up to 2.00% annually (maximum fee)
Fee-only: Financial planning fixed fees up to $10,000 per plan (negotiable, fixed fee arrangement)
Main office
2305 Historic Decatur Rd., Ste 100
San Diego CA 92106
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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