Brecken Capital Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Brecken Capital Advisors, LLC provides individualized portfolio management and comprehensive financial planning to individuals, high net‑worth clients, and corporations or other businesses. The firm manages discretionary investment accounts and prepares written financial plans addressing retirement, estate, tax, cash‑flow, college savings, and business planning needs.
The firm follows a top‑down investment framework it updates regularly and primarily implements portfolios using passive exposures, internal model portfolios, and a mix of ETFs (for bonds and international exposure) and selected individual stocks for equity. Its investment process combines fundamental, technical, cyclical, and charting analysis and maintains seven internal model portfolios (from Aggressive Growth to Ultra Conservative Income, including a bond ladder option) that are reviewed and adjusted multiple times per month as market conditions warrant.
What is distinctive is that, despite being a solo independent adviser with roughly $15 million in discretionary AUM and a small client base, the firm also provides portfolio management to corporate/institutional clients and offers business‑focused services such as employee benefits optimization and exit planning. The firm manages its own model portfolios rather than recommending outside managers, offers clients the option to replicate models with third‑party funds, and emphasizes sector exposure limits and downside protection as part of its risk controls.
Client services
Expertise
Occupation focus
Fee options
Fixed fee for financial planning ranging from $500 to $2,000, negotiable, typically half due upfront and remainder at completion.
$0 - $1,000,000: 1.25% $1,000,001+: 1.25%
Account minimum: $10,000
Main office
Weddington NC
Advisors at this office
1
Most active in
North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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