Breen Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm serves individual and high‑net‑worth clients as well as pension and profit‑sharing plans through a comprehensive wealth management offering called the Private Client Group, plus standalone financial planning and pension consulting. It manages approximately $319 million in discretionary assets and generally requires a $1 million household minimum for its ongoing wealth management service.
Investment advice is grounded in Modern Portfolio Theory and implemented with diversified, low‑cost exchange‑traded funds, institutional mutual funds and occasional variable annuities, using a documented four‑step discipline that emphasizes asset‑allocation, quarterly rebalancing and ongoing monitoring (the brochure notes daily account review and quarterly rebalance assessments). The firm uses financial simulation tools to construct plans and manages client accounts on a discretionary basis, with periodic client meetings and technology‑assisted implementation.
Compared with many peers, the firm’s Form ADV specifically addresses advertising and referral practices — disclosing that it does not provide cash or non‑cash compensation for testimonials or endorsements (Item 14) — and its privacy notice explicitly acknowledges use of AI‑enabled tools for meeting documentation and workstream outputs (Item 19). The firm also highlights access to institutional‑only mutual funds and a principal with an exit‑planning credential, which are less common features among similarly sized supported advisors.
Client services
Expertise
Fee options
0.60% - 1.40% annually (0.15% - 0.35% per quarter) depending on portfolio size and complexity
Up to $400 per hour for financial planning and consulting; retainer of 50% required at engagement, with a maximum retainer of $1,200 when services cannot be rendered within 6 months
Account minimum: $1,000,000 Fee-only: Financial planning and consulting services charged hourly up to a maximum of $400 per hour
Main office
200 Kentucky St., 2nd Floor, Suite C
Petaluma CA 94952
Advisors at this office
3
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Andrew D
Series 66
Petaluma, CA
Breen Wealth Management, LLC
Andrew Davainis is a financial advisor at Breen Wealth Management, LLC in Petaluma, CA, holding a Series 66 designation. He has one year of industry experience and previously worked at MML Investors Services, LLC, MassMutual Life Insurance Company, and Goldbook Financial. Outside of advisory roles, he assists with special events for the San Diego Padres. Breen Wealth Management serves individual and high-net-worth clients as well as pension and profit-sharing plans through comprehensive wealth management, financial planning, and pension consulting services. The firm employs a disciplined investment approach grounded in Modern Portfolio Theory, using diversified low-cost funds and regular portfolio rebalancing.
Brian B
CFP®, Series 66
Petaluma, CA
Breen Wealth Management, LLC
Brian Breen is a CFP® with 20 years of industry experience and is the principal at Breen Wealth Management, LLC in Petaluma, CA, where he has worked since 2017. Prior to this, he was with Jacobson & Breen Wealth Management, LLC for three years. He serves as a committee member and board member on the investment committee of the Petaluma Educational Foundation and owns a consulting and coaching business assisting RIA owners. Breen Wealth Management serves individual and high-net-worth clients as well as pension and profit-sharing plans through comprehensive wealth management, financial planning, and pension consulting. The firm manages approximately $319 million in discretionary assets and follows an investment approach based on Modern Portfolio Theory using diversified, low-cost ETFs, institutional mutual funds, and occasional variable annuities, with a structured four-step discipline including asset allocation, quarterly rebalancing, and ongoing monitoring.
Anthony B
Series 65
Petaluma, CA
Breen Wealth Management, LLC
Anthony Borba Jr is a financial advisor with Breen Wealth Management, LLC in Petaluma, CA. He holds a Series 65 designation and has eight years of industry experience. He has been with Breen Wealth Management since 2015. Breen Wealth Management serves individual and high-net-worth clients, as well as pension and profit-sharing plans, through a comprehensive wealth management offering called the Private Client Group. The firm utilizes a disciplined investment approach based on Modern Portfolio Theory, focusing on diversified, low-cost ETFs and mutual funds, and manages approximately $319 million in discretionary assets.
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