Brennan Asset Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$25,708,734
Clients
14
Advisors
1
of 1 employees
About
Brennan Asset Management is a small, independent advisory firm operated by a single advisor that provides discretionary portfolio management to individuals, high‑net‑worth clients, corporations, institutions, and charitable organizations, and also serves pooled investment vehicle clients. The firm offers ongoing investment supervisory services and prepares an investment policy statement for each client to align portfolios with their goals, tax considerations, risk tolerance, and time horizon.
The firm employs a bottom‑up, fundamental value approach that typically results in concentrated portfolios (generally 10–25 holdings) and a long‑term, low‑turnover orientation while retaining the ability to use short sales, margin, and options in certain circumstances. Research sources include quantitative screens, industry contacts, press and research reports, and direct company engagement, and the advisor generally requires written discretionary authority to implement client-specific plans.
Distinctive aspects include acting as an adviser and general partner/managing member to private pooled funds — including a vehicle formed to invest in a single European company and a pooled vehicle holding securities of a life‑settlement company — and managing both pooled vehicles and individual client accounts concurrently. The firm also accepts performance‑based compensation for qualified investors and discloses potential conflicts of interest (for example, board service related to an issuer held by a fund and clients potentially holding the same securities as the funds), with procedures and disclosures intended to address those conflicts.
Client services
Expertise
Fee options
1.00% annually
Emerald Fund: up to 30% of net profits plus up to 2% asset-based management fee; BOF: up to 25% of net profits above high-water mark. Fees are negotiable and subject to capital return requirements.
Account minimum: $1,000,000
Main office
Napa CA
Advisors at this office
1
Most active in
California
Also doing business as
Brennan Asset Management · Brennan Asset Management, LLC · Patrick Thomas Brennan
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)