Brenneman Investment Adviser, LLC
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About
Brenneman Investment Adviser, LLC provides discretionary and non-discretionary investment management and financial planning/consulting to individual investors and small business clients. Services include developing a personal investment policy through in-depth interviews and constructing portfolios using equities, bonds, mutual funds, ETFs, and other instruments to match client objectives.
The firm follows a disciplined, active money-management approach that combines tactical and strategic asset allocation with diversification across domestic and foreign equities, fixed income and alternative investments. Investment analysis draws on fundamental, technical, charting and cyclical methods and uses external research sources; accounts are formally reviewed at least quarterly.
What is distinctive for a firm of this size is its explicit acceptance of small business accounts and a “Fund Only” option designed for employer-sponsored retirement plans, reflecting experience with institutional-type plan management as well as retail clients. The adviser adheres to the CFA Institute Code of Ethics, allows the use of options and limited short sales or margin when appropriate, and provides periodic written reporting while third-party custodians retain client assets.
Client services
Expertise
Fee options
May quote fixed fee based on estimated hours to complete financial plan or consultation
$0 - $250,000: 1.00% (All Asset Portfolio), 0.55% (Fund Only Portfolio) $250,001 - $500,000: 0.90% (All Asset Portfolio), 0.50% (Fund Only Portfolio) $500,001 - $750,000: 0.80% (All Asset Portfolio), 0.45% (Fund Only Portfolio) $750,001 - $1,000,000: 0.70% (All Asset Portfolio), 0.40% (Fund Only Portfolio) $1,000,001 - $1,250,000: 0.60% (All Asset Portfolio), 0.35% (Fund Only Portfolio) $1,250,001 - $1,500,000: 0.50% (All Asset Portfolio), 0.30% (Fund Only Portfolio) $1,500,001 - $1,750,000: 0.40% (All Asset Portfolio), 0.25% (Fund Only Portfolio) $1,750,001 - $2,000,000: 0.30% (All Asset Portfolio), 0.20% (Fund Only Portfolio) $2,000,001 - $2,250,000: 0.20% (All Asset Portfolio), 0.15% (Fund Only Portfolio) $2,250,001+: 0.10% (All Asset Portfolio), 0.10% (Fund Only Portfolio)
Financial Planning and/or Consulting fees $150-$250 per hour depending on client circumstances; Consultation fees $250/hour
Minimum fee: $350 per quarter minimum fee for All Asset Portfolio; $250 per quarter minimum fee for Fund Only Portfolio Fee-only: Financial planning and consulting fees $150-$250 per hour; Consultation $250/hour; Additional time billed at $150/hour
Main office
Centerbrook CT
Advisors at this office
1
Most active in
Connecticut
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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