BRG Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$5,949,211
Clients
22
Advisors
1
of 1 employees
About
BRG Financial, LLC is a small independent advisory firm that serves individual clients and retirement plans, including 401(k), pension and profit‑sharing plans, through discretionary asset management and ERISA plan services. The firm also provides supplemental financial guidance on tax‑efficient investing, budgeting, insurance, inheritances and college planning, though it does not produce a formal written financial plan as part of that guidance.
The adviser uses a mix of analytical methods—fundamental, technical, charting, cyclical analysis and Modern Portfolio Theory—to build and monitor portfolios, with periodic reviews (at least quarterly) and attention to rebalancing and tax‑loss harvesting. For certain retirement plan mandates BRG may engage sub‑advisors (the brochure cites Betterment) and recommends custodians (the brochure names Altruist) while retaining discretionary authority to hire or terminate sub‑advisors.
What distinguishes BRG from many peers is its combination of a solo practitioner model with specialized ERISA services: it explicitly offers both limited‑scope 3(21) advisory and full 3(38) investment manager roles for qualified retirement plans—an offering that is statistically uncommon among independent firms—while managing roughly $5.96 million in client assets for about 22 clients and maintaining a CFA charterholder as its principal. The firm documents client objectives and allows client‑imposed investment restrictions, and it discloses that proxy voting remains the client’s responsibility unless assistance is requested.
Client services
Expertise
Occupation focus
Fee options
ERISA plan services fees may be charged as a flat fee or percentage of assets, negotiable.
up to 1% annually (negotiable)
Main office
Conshohocken PA
Advisors at this office
1
Most active in
New Jersey · Pennsylvania · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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