B
Brick Street Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$358,892
Clients
0
Advisors
1
of 3 employees
Firm type
Supported
1-4 advisors or >$200M in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Brick Street Financial, LLC is a state-registered investment adviser that provides portfolio management and financial planning to individuals, high‑net‑worth clients, and businesses. The firm reports about $358,892 in assets under management and primarily charges asset‑based advisory fees while also offering financial planning on fixed‑fee or hourly terms.
The firm’s investment approach combines fundamental security analysis with asset‑allocation and passive index strategies, and it may engage sub‑advisors or outside managers whose holdings and performance the firm monitors. For managed accounts the adviser typically operates under discretionary authority (via a limited power of attorney) and delivers written or electronic financial plans tailored to client objectives.
Noteworthy distinctions include an affiliation with an in‑house law practice focused on estate and elder law, with the firm referring clients to that affiliated legal entity (a relationship the brochure discloses as a potential conflict of interest). The adviser is a single‑adviser, small‑asset firm whose principal divides time among the advisory business, an affiliated law practice, insurance sales and other professional activities, and it explicitly offers hourly planning engagements in addition to AUM billing — features that are uncommon among peers.
Client services
Financial planning
Portfolio management
Expertise
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Occupation focus
Founder/Business Owner
Attorney
Demographic focus
Mid-Career Professionals
Established Professionals
Fee options
Financial planning fixed fee ranging between $1,500 and $2,500
$0 - $2,000,000: 1.25% $2,000,001 - $4,000,000: 1.00% $4,000,001+: 0.75%
$500 per hour for financial planning services
Main office location
Brick Street Financial
402 E Main St.
Clinton MS 39056, United States
Number of offices
1
Most active in
Brick Street Financial has reported serving >5 clients in these states in the last 12 months.
Mississippi
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")