Bright Light Capital Advisor
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Bright Light Capital Advisor, Inc. is a small registered investment manager formed in 2011 that is categorized as primarily managing pooled or institutional assets; its ADV filing states no reported clients or assets under management to date. The firm offers ongoing investment supervisory services, preparing written Investment Policy Statements and providing discretionary portfolio management across mutual funds, equities, bonds, ETFs and other securities.
The firm’s methodology explicitly combines charting, fundamental, technical and cyclical analysis and employs both long‑ and short‑term trading techniques, including the use of short sales, margin and options strategies. It seeks discretionary authority to implement clients’ Investment Policy Statements, uses a third‑party custodian for execution and reporting, and discloses receiving research or other soft‑dollar benefits from its broker/custodian.
Distinctive aspects highlighted in the brochure include the absence of reported AUM and client relationships despite describing services for individuals and high‑net‑worth clients, and the documented use of higher‑risk instruments (short sales, margin, uncovered options) that may be less common among pooled‑vehicle managers. The ADV also discloses a 2017 regulatory consent order and a $5,000 administrative penalty for filing deficiencies; the firm does not participate in wrap programs or accept performance‑based fees and maintains limited custody only for direct fee deduction.
Client services
Expertise
Fee options
$1 - $100,000: 2.00% $100,001 - $1,000,000: 1.75% Above $1,000,000+: 1.50%
Account minimum: $10,000 (may be waived)
Main office
Arcadia CA
Advisors at this office
1
Most active in
California
Also doing business as
Bright Light Capital Advisor · Bright Light Capital Advisor, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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